DFX Intelligence

B••••••• A•••• M••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM over $100B

B••••••• A•••• M••••••••• L•••

CRD 138111

CHICAGO, IL

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Search this name across graphsid dfx:ria:ec5c711b-0329-0e68-53a3-cb9b053e6eb2

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 46
Dated events: 6
On other graphs: 3
Observed: Mar 26, 2012 to Jun 30, 2026
82 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

B••••••• A•••• M••••••••• L•••

Venture manager · shared crd

Independent Sponsorsidentity

B••••••• A•••• M••••••••• L•••

Capital provider to sponsors · shared crd

Private Equityidentity

B••••••• A•••• M••••••••• L•••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $248B••• Locked
Discretionary RAUM: $248B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2,434

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A•••• M•••• M••••• F•••• L•••	Hedge Fund	$203B	Oct 15, 2024	5	Mar 28, 2017	reported	n/a
A•••• D••••••••• M••••• F•••• L•••	Hedge Fund	$36B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• A•••• M••••••••• H••••••• L•	Member	E	yes	07/2020	Aug 10, 2020	Oct 15, 2024
B••••••• A•••• M••••••••• H••••••• L•	L•••••• PARTNER	E	yes	07/2020	Aug 10, 2020	Oct 15, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B••••••• C•••••• M••••••••• L••	n/a	n/a	n/a	Y	yes	n/a
T•••• V•••••• P••••••• G• I• L••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	237	no
London	n/a	United Kingdom	154	no
NEW YORK	NY	United States	70	no
Central	n/a	Hong Kong	57	no
Greenwich	Ct

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$248B	$265B	-6.4%	$184B	10.4%	2,434	2,063	34	28

Relationships

Advises (35)

→ A•••• P•••••• H••••••• I••• L••Private fundHedge Fund, IA
Mar 29, 2019 to presentfactForm ADV
→ A•••• M••••• F•••• L•••Private fundHedge Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ A•••• E••••••• P••••••• A•••• M••••• F••• I•• L•••Private fundHedge Fund, IA
Aug 1, 2023 to presentfactForm ADV
→ A•••• P•••••• H••••••• •••••••• L•••

Dated events

Occurred
Mar 28, 2024
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$63.6B
Occurred
Nov 28, 2023
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 11, 2023
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec5c711b-0329-0e68-53a3-cb9b053e6eb2
First observed: Mar 26, 2012
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.