DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••••• A•••• M••••••••• L•••
Latest filing Jun 30, 2026
First filing on the tape Mar 26, 2012 · 82 filings
SEC status approved since Jan 23, 2006
RAUM
$248B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2,434
1,026 advisory (5.B.1)
Offices
34
beyond the principal office
Private funds
43
reported on Schedule D
History
82 filings and snapshots on the tape
RAUM$248B as of Jun 30, 2026
Mar 26, 2012$9.1B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 30, 2026
Apr 1, 20130 then
Employees (5.A)2,434 as of Jun 30, 2026
Apr 1, 2013199 then
Private funds43 as of Jun 30, 2026
Mar 26, 20125 then
RAUM -6.4% over the last fiscal year+10% a year over threeIARs 0 to 0offices 28 to 34
Practice profile
derived from the filing of Jun 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $5.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived35 offices incl. principal (1.F.5)
- RAUM growth, one year
- -6.4%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $29B, 48 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$248B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 48reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $29B for 48 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
35 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A•••• M•••• M••••• F•••• L••• | Hedge Fund | $203B | 5 | Mar 28, 2017 |
| A•••• D••••••••• M••••• F•••• L••• | Hedge Fund | $36B | 15 | Mar 31, 2021 |
| A•••• E••••••• M••••• F•••• L••• | Hedge Fund | $19B | 1,247 | Mar 26, 2012 |
| A•••• S•••••••• M••••• F••• P••• L••• | Hedge Fund | $3.6B | 5 | Mar 29, 2018 |
| A•••• Q••••••••• T•••••• F•••• L•••no longer reported | Hedge Fund | $1.8B | 2 | Mar 28, 2017 |
| A•••• F••••••••• T•••••• M••••• F•••• L•••no longer reported | Hedge Fund | $730M | 61 | Mar 26, 2012 |
| A•••• M••••• F•••• L••• | Hedge Fund | $707M | 2 | Mar 26, 2012 |
| A•••• E••••••• P••••••• A•••• M••••• F••• I•• L••• | Hedge Fund | $561M | 2 | Aug 1, 2023 |
| A•••• E••••••• P••••••• A•••• M••••• F••• I••• L••• | Hedge Fund | $557M | 2 | Nov 28, 2023 |
| B•• Z•• M••••• F•••• L••no longer reported | Hedge Fund | $401M | 62 | Mar 26, 2014 |
| B••••••• D•••••••• I••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $213M | 21 | Mar 26, 2012 |
| A•••• E••••••• P••••••• A•••• B• I•• L••• | Hedge Fund | $197M | 1 | Aug 1, 2023 |
| A•••• E••••••• P••••••• A•••• B• I••• L••• | Hedge Fund | $197M | 1 | Nov 28, 2023 |
| A•••• E••••••• P••••••• A•••• M••••• F•••• L••• | Hedge Fund | $172M | 2 | Jul 3, 2023 |
| A•••• P•••••• H••••••• V• L•• | Hedge Fund | $123M | 2 | Mar 31, 2021 |
| A•••• P•••••• H••••••• V•••• L•• | Hedge Fund | $83.1M | 1 | Mar 30, 2023 |
| A•••• P••••• L••• | Hedge Fund | $81.4M | 1 | Mar 28, 2024 |
| A•••• P•••••• H••••••• V••• L•• | Hedge Fund | $46.9M | 2 | Mar 30, 2023 |
| A•••• E••••••• P••••••• A•••• B•• L••• | Hedge Fund | $44.2M | 1 | Jul 3, 2023 |
| A•••• P•••••• H••••••• V•• L•• | Hedge Fund | $36.4M | 2 | Mar 31, 2022 |
| T•••• V•••••• P••••••• I• L••• | Venture Capital Fund | $36.3M | 65 | Feb 12, 2021 |
| A•••• P•••••• V•••••••• L•no longer reported | Hedge Fund | $31.5M | 2 | Mar 29, 2019 |
| A•• L•••••••• M••••• F•••• L•••no longer reported | Hedge Fund | $30.6M | 5 | Mar 26, 2012 |
| A•••• P•••••• H••••••• I•• L•• | Hedge Fund | $30.1M | 2 | Mar 31, 2021 |
| A•• P••• P••••••• F•••• L•• | Hedge Fund | $21.1M | 1 | Mar 31, 2022 |
| B••••• 1• L•• | Hedge Fund | $13.2M | 3 | Mar 28, 2017 |
| A•••• C•• L••no longer reported | Hedge Fund | $12.3M | 1 | Mar 29, 2019 |
| A•••• N• L•• | Hedge Fund | $12.2M | 1 | Mar 28, 2024 |
| A•••• P•••••• H••••••• I•• L•• | Hedge Fund | $12.0M | 3 | Mar 29, 2019 |
| A•••• P•••••• H••••••• •••••••• L••• | Hedge Fund | $3.7M | 1 | Mar 31, 2021 |
| A•••• P•••••• H••••••• I••• L•• | Hedge Fund | $2.4M | 2 | Mar 29, 2019 |
| A•••• P•••••• H•••••••• L•• | Hedge Fund | $722,526 | 3 | Mar 28, 2017 |
| S••••• M••••• F••• L•no longer reported | Hedge Fund | $129,263 | 1 | Mar 28, 2017 |
| A•••••••• E••••• S•• L••no longer reported | Hedge Fund | $19,277 | 2 | Mar 28, 2017 |
| B••••••• S• L••••••no longer reported | Hedge Fund | $2,542 | 1 | Mar 28, 2017 |
Owners and control persons
Schedule A and B, latest filing
- B•••••••• D••••• · Chief Investment Officer, Managing Partnercontrolsince 12/2001 · owns less than 5%
- H•••• J••••• M•••••• · Chief Financial Officercontrolsince 01/2018 · owns less than 5%
- O•••••••• T•••••• J••• · Managing Partnercontrolsince 01/2002 · owns less than 5%
- S••••••••• S••••• H••••• · Managing Partnercontrolsince 01/2002 · owns less than 5%
- S••••••• M••••••• J••••• · General Counsel/Chief Compliance Officercontrolsince 05/2010 · owns less than 5%
- B•••••••• D••••• · L•••••• Partnercontrolsince 07/2020 · owns 50% to 75% of B••••••• A•••• M••••••••• H••••••• L•
- B•••••••• D••••• · Managing Membercontrolsince 12/2003 · owns 75% or more of D•••• G• L••
Entity owners
- B••••••• A•••• M••••••••• H••••••• L• · L•••••• Partnerdirect · owns 75% or more
- B•• G• L•• · General Partnerdirect · owns less than 5%
- B••••••• A•••• M••••••••• H••••••• L• · Memberindirect · owns 75% or more of B•• G• L••
- D•••• G• L•• · General Partnerindirect · owns F of B••••••• A•••• M••••••••• H••••••• L•
Related persons
Schedule D 7.A
- B••••••• C•••••• M••••••••• L••investment advisery
- T•••• V•••••• P••••••• G• I• L••investment advisery
Offices
Schedule D 1.F, the 25 largest
- New York, NY237 employees
- London, United Kingdom154 employees
- New York, NY70 employees
- Central, Hong Kong57 employees
- Greenwich, CT43 employees
- S••••••••, Singapore39 employees
- Miami, FL38 employees
- Chicago, IL36 employees
- Houston, TX24 employees
- San Francisco, CA23 employees
- Austin, TX22 employees
- Boston, MA10 employees
- Greenwich, CT10 employees
- Dubai, United Arab Emirates8 employees
- Aalborg, Denmark6 employees
- Houston, TX6 employees
- Tokyo, Japan5 employees
- Toronto, Canada5 employees
- Calgary, Canada3 employees
- West Palm Beach, FL3 employees
- Englewood, CO2 employees
- Copenhagen, Denmark2 employees
- Seoul, Korea, South1 employees
- Charlotte, NC1 employees
- New York, NY1 employees
What changed
consecutive filings, newest first
- Other offices · 33 to 34Mar 27, 2026 to Jun 30, 2026
- Private funds · 38 to 43Mar 27, 2026 to Jun 30, 2026
- Accounts · 40 to 48Feb 24, 2026 to Mar 27, 2026
- Advisory employees · 869 to 1,026Feb 24, 2026 to Mar 27, 2026
- Pooled vehicle clients · 40 to 48Feb 24, 2026 to Mar 27, 2026
- Assets in custody · $22B to $29BFeb 24, 2026 to Mar 27, 2026
- Employees · 2,063 to 2,434Feb 24, 2026 to Mar 27, 2026
- Other offices · 29 to 33Feb 24, 2026 to Mar 27, 2026
- Private funds · 34 to 38Feb 24, 2026 to Mar 27, 2026
- Discretionary RAUM · $265B to $248BFeb 24, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $265B to $248BFeb 24, 2026 to Mar 27, 2026
- RAUM · $265B to $248BFeb 24, 2026 to Mar 27, 2026
- Private funds · 32 to 34Oct 17, 2025 to Feb 24, 2026
- Other offices · 30 to 29Aug 1, 2025 to Oct 17, 2025
- Other offices · 28 to 30May 29, 2025 to Aug 1, 2025
- Private funds · 28 to 32May 29, 2025 to Aug 1, 2025
- Financial planning clients · unset to Mar 28, 2025 to May 29, 2025
- Accounts · 37 to 40Jan 15, 2025 to Mar 28, 2025
- Advisory employees · 814 to 869Jan 15, 2025 to Mar 28, 2025
- Pooled vehicle clients · 37 to 40Jan 15, 2025 to Mar 28, 2025
- Assets in custody · $21B to $22BJan 15, 2025 to Mar 28, 2025
- Employees · 1,857 to 2,063Jan 15, 2025 to Mar 28, 2025
- Other offices · 29 to 28Jan 15, 2025 to Mar 28, 2025
- Private funds · 25 to 28Jan 15, 2025 to Mar 28, 2025
- Discretionary RAUM · $248B to $265BJan 15, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $248B to $265BJan 15, 2025 to Mar 28, 2025
- RAUM · $248B to $265BJan 15, 2025 to Mar 28, 2025
- Other offices · 27 to 29Sep 19, 2024 to Oct 15, 2024
- Other offices · 26 to 27Apr 18, 2024 to May 1, 2024
- Other offices · 25 to 26Mar 28, 2024 to Apr 18, 2024
- Accounts · 24 to 37Nov 28, 2023 to Mar 28, 2024
- Advisory employees · 827 to 814Nov 28, 2023 to Mar 28, 2024
- Pooled vehicle clients · 24 to 37Nov 28, 2023 to Mar 28, 2024
- Assets in custody · $18B to $21BNov 28, 2023 to Mar 28, 2024
- Employees · 1,651 to 1,857Nov 28, 2023 to Mar 28, 2024
- Other offices · 23 to 25Nov 28, 2023 to Mar 28, 2024
- Private funds · 23 to 25Nov 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $184B to $248BNov 28, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $184B to $248BNov 28, 2023 to Mar 28, 2024
- RAUM · $184B to $248BNov 28, 2023 to Mar 28, 2024
Signals
6 dated events
- B••••••• A•••• M••••••••• L••• reported RAUM $248.0B, up 34% from $184.4B (2023-11-28 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Anna Lisa Baroni (Chief Compliance Officer, Deputy General Counsel) no longer on Schedule A of B••••••• A•••• M••••••••• L••• (listed 2023-10-05, absent 2023-11-28)Nov 28, 2023 · Control person left · inference
- Anna Lisa Baroni (Chief Compliance Officer, Deputy General Counsel) appeared on Schedule A of B••••••• A•••• M••••••••• L•••Apr 11, 2023 · Control person joined · fact
- B••••••• A•••• M••••••••• L••• reported RAUM $160.2B, up 35% from $118.4B (2021-03-02 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- John Robert Aurigema (Chief Operating Officer) no longer on Schedule A of B••••••• A•••• M••••••••• L••• (listed 2019-02-04, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- B••••••• A•••• M••••••••• L••• reported RAUM $127.4B, up 70% from $75.1B (2017-12-18 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- B••••••• A•••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- B••••••• A•••• M••••••••• L••• · Private Equityshared crd · organization
- B••••••• A•••• M••••••••• L••• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/105371513reportedpublic record, Form ADV, Sep 18, 2026
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/105034531reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••S://WWW.B•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 312-499-2999reportedpublic record, Form ADV, Jun 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026