DFX Intelligence

T••••• G•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)24 years in industry

T••••• G•••• S••••••

Advisor at C•••••• W••••• M••••••••• L••

WESTBOROUGH, MA

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Search this name across graphsid dfx:ria:ec7197b8-13da-acf9-0946-63d2ce132178

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 12, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• M••••••••• L••	Independent wealth	Oct 4, 2010	n/a	yes	WESTBOROUGH, MA	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Jul 21, 2003	Oct 6, 2010	no	WESTBOROUGH, MA\|Marlton, NJ\|BRAINTREE, MA\|WALTHAM, MA\|HYANNIS, MA\|W. CONSHOHOCKEN, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	C•••••• W••••• M••••••••• L••	Oct 6, 2010	Oct 4, 2010	-2	Firm change	Other

Relationships

Registered with (2)

→ C•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Oct 4, 2010 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 21, 2003 to Oct 6, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec7197b8-13da-acf9-0946-63d2ce132178
First observed: Jul 21, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.