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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

BOULDER INVESTMENT ADVISERS LLC

CRD 108745

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec768846-e6b6-3ec3-ef1e-c395f4bf00b4

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $917MItem 5.F on the latest filing (2015-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $917M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 6
Accounts: 3
SEC number: 801-56515
CRD: 108745
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Mar 26, 2015
Organised: Limited Liability Company, Colorado

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALASKA TRUST COMPANY	Trustee	F	yes	07/2008	Mar 30, 2012	Mar 26, 2015
ALASKA TRUST COMPANY	Trustee	F	yes	07/2008	Mar 30, 2012	Mar 26, 2015
ALASKA TRUST COMPANY	Trustee	F	yes	07/2008	Mar 30, 2012	Mar 26, 2015
CICIORA, SUSAN, L.	Trustee	F	yes	11/1994	Mar 27, 2014	Mar 26, 2015
DUNLAP, LARRY	Trustee	F	yes	07/1990	Mar 30, 2012	Mar 26, 2015
EVERGREEN ATLANTIC, L.L.C.	Member	D	yes	04/1999	Mar 30, 2012	Mar 26, 2015
FISCHER, BRENDON, JAMES	ASSISTANT INVESTMENT OFFICER	Na	yes	03/2012	Mar 30, 2012	Mar 26, 2015
HOREJSI, STEWART, RALPH	CHIEF INVESTMENT OFFICER	Na	yes	04/1999	Mar 30, 2012	Mar 26, 2015
LOLA BROWN TRUST NO. 1B	Member	D	yes	04/1999	Mar 30, 2012	Mar 26, 2015
LOONEY, JOEL, WALTER	ASSISTANT INVESTMENT OFFICER	Na	yes	10/2013	Oct 1, 2013	Mar 26, 2015
MILLER, STEPHEN, CARL	PRESIDENT/MANAGER, CHIEF COMPLIANCE OFFICER	Na	yes	04/1999	Mar 30, 2012	Mar 26, 2015
MURPHEY, NICOLE, LARRAINE	VICE PRESIDENT/TREASURER	Na	yes	01/2011	Mar 30, 2012	Mar 26, 2015
STEWART WEST INDIES TRUST	Stockholder	E	yes	01/2008	Mar 30, 2012	Mar 26, 2015
STEWART WEST INDIES TRUST	Member	D	yes	05/1998	Mar 30, 2012	Mar 26, 2015
SUSAN L. CICIORA TRUST	Member	C	yes	05/1998	Mar 30, 2012	Mar 26, 2015

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROCKY MOUNTAIN ADVISERS, LLC	n/a	Mixed wealth	$3.1B	N	yes	n/a
STEWART WEST INDIES TRADING CO LTD	n/a	Former SEC adviser	$1.4B	N	yes	n/a
ALASKA TRUST COMPANY	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Mar 26, 2015	$917M	$917M	12	6	n/a	n/a	n/a
2013	Mar 27, 2014	$851M	$851M	12	9	n/a	n/a	n/a
2012	Mar 27, 2013	$706M	$706M	10	5	n/a	n/a	n/a
2011	Mar 30, 2012	$638M	$638M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$917M	$851M	7.8%	$638M	12.9%	12	12	n/a	n/a

Relationships

Affiliated with (2)

→ STEWART INVESTMENT ADVISERSRegistered adviserother investment adviser, common control
factForm ADV
→ ROCKY MOUNTAIN ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (12)

← MILLER, STEPHEN, CARLOwnerPRESIDENT/MANAGER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← LOONEY, JOEL, WALTEROwnerASSISTANT INVESTMENT OFFICER, ownership code NA, individual
Oct 1, 2013 to presentfactForm ADV
← HOREJSI, STEWART, RALPHOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← DUNLAP, LARRYOwnerTRUSTEE, ownership code F, individual
Mar 30, 2012 to presentfactForm ADV
← MURPHEY, NICOLE, LARRAINEOwnerVICE PRESIDENT/TREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← FISCHER, BRENDON, JAMESOwnerASSISTANT INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CICIORA, SUSAN, L.OwnerTRUSTEE, ownership code F, individual
Mar 27, 2014 to presentfactForm ADV
← ALASKA TRUST COMPANYOwnerTRUSTEE, ownership code F, domestic entity
Mar 30, 2012 to presentfactForm ADV
← EVERGREEN ATLANTIC, L.L.C.OwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← LOLA BROWN TRUST NO. 1BOwnerMEMBER, ownership code D, domestic entity
Mar 30, 2012 to presentfactForm ADV
← STEWART WEST INDIES TRUSTOwnerSTOCKHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV
← SUSAN L. CICIORA TRUSTOwnerMEMBER, ownership code C, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec768846-e6b6-3ec3-ef1e-c395f4bf00b4
First observed: Mar 30, 2012
Last observed: Mar 26, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BOULDER INVESTMENT ADVISERS LLC

CRD 108745

BOULDER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec768846-e6b6-3ec3-ef1e-c395f4bf00b4

Data as of Mar 26, 2015 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALASKA TRUST COMPANY

Trustee

yes

07/2008

Mar 30, 2012

Mar 26, 2015

ALASKA TRUST COMPANY

Trustee

yes

07/2008

Mar 30, 2012

Mar 26, 2015

ALASKA TRUST COMPANY

Trustee

yes

07/2008

Mar 30, 2012

Mar 26, 2015

CICIORA, SUSAN, L.

Trustee

yes

11/1994

Mar 27, 2014

Mar 26, 2015

DUNLAP, LARRY

Trustee

yes

07/1990

Mar 30, 2012

Mar 26, 2015

EVERGREEN ATLANTIC, L.L.C.

Member

yes

04/1999

Mar 30, 2012

Mar 26, 2015

FISCHER, BRENDON, JAMES

ASSISTANT INVESTMENT OFFICER

yes

03/2012

Mar 30, 2012

Mar 26, 2015

HOREJSI, STEWART, RALPH

CHIEF INVESTMENT OFFICER

yes

04/1999

Mar 30, 2012

Mar 26, 2015

LOLA BROWN TRUST NO. 1B

Member

yes

04/1999

Mar 30, 2012

Mar 26, 2015

LOONEY, JOEL, WALTER

ASSISTANT INVESTMENT OFFICER

yes

10/2013

Oct 1, 2013

Mar 26, 2015

MILLER, STEPHEN, CARL

PRESIDENT/MANAGER, CHIEF COMPLIANCE OFFICER

yes

04/1999

Mar 30, 2012

Mar 26, 2015

MURPHEY, NICOLE, LARRAINE

VICE PRESIDENT/TREASURER

yes

01/2011

Mar 30, 2012

Mar 26, 2015

STEWART WEST INDIES TRUST

Stockholder

yes

01/2008

Mar 30, 2012

Mar 26, 2015

STEWART WEST INDIES TRUST

Member

yes

05/1998

Mar 30, 2012

Mar 26, 2015

SUSAN L. CICIORA TRUST

Member

yes

05/1998

Mar 30, 2012

Mar 26, 2015

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROCKY MOUNTAIN ADVISERS, LLC

n/a

Mixed wealth

$3.1B

yes

n/a

STEWART WEST INDIES TRADING CO LTD

n/a

Former SEC adviser

$1.4B

yes

n/a

ALASKA TRUST COMPANY

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Mar 26, 2015

$917M

n/a

2013

Mar 27, 2014

$851M

n/a

2012

Mar 27, 2013

$706M

n/a

2011

Mar 30, 2012

$638M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$917M

$851M

7.8%

$638M

12.9%

n/a