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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

STEWART INVESTMENT ADVISERS

STEWART WEST INDIES TRADING CO LTD, CRD 110474

ST PETER BARBADOS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffdfc2a6-fd2a-6a1a-5d94-d64c998a3953

Data as of Mar 27, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Mar 27, 2018
9 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2018-03-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
SEC number: 801-56522
CRD: 110474
Filings on the tape: 9
First filed: Mar 30, 2012
Latest filed: Mar 27, 2018
Organised: Other (specify)

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHRISTENSEN, GLADE, L.	PRESIDENT/ASST. SECRETARY, DIRECTOR	Na	yes	04/1999	Mar 30, 2012	Mar 27, 2018
CICIORA, JOHN, X.	Director	Na	yes	08/2012	Mar 26, 2014	Mar 27, 2018
CICIORA, SUSAN, L.	Director	Na	yes	08/2012	Mar 26, 2014	Mar 27, 2018
HOREJSI, JOHN, S.	Director	Na	yes	08/2012	Mar 26, 2014	Mar 27, 2018
HOREJSI, STEWART, RALPH	INVESTMENT OFFICER	Na	yes	04/1999	Mar 30, 2012	Mar 27, 2018
MILLER, STEPHEN, CARL	VICE PRESIDENT/SECRETARY, DIRECTOR	Na	yes	04/1999	Mar 30, 2012	Mar 27, 2018
MURPHEY, NICOLE, LARRAINE	CHIEF COMPLIANCE OFFICER	Na	yes	11/2016	Nov 9, 2016	Mar 27, 2018
PEAK TRUST COMPANY - AK	Trustee	F	yes	07/2008	Mar 27, 2018	Mar 27, 2018
RHODENBAUGH, LAURA, CAREN	Treasurer	Na	yes	03/2012	Mar 30, 2012	Mar 27, 2018
STEWART WEST INDIES TRUST	Shareholder	E	yes	01/2008	Mar 30, 2012	Mar 27, 2018
STEWART WEST INDIES TRUST	Shareholder	E	yes	11/1996	Mar 30, 2012	Mar 27, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ROCKY MOUNTAIN ADVISERS, LLC	n/a	Mixed wealth	$3.1B	N	yes	n/a
PEAK TRUST COMPANY - AK	n/a	n/a	n/a	N	yes	n/a
PEAK TRUST COMPANY - NV	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2017	Mar 27, 2018	$1.4B	$1.4B	2	1	0	n/a	n/a
2016	Mar 21, 2017	$1.2B	$1.2B	2	1	n/a	n/a	n/a
2015	Mar 16, 2016	$1.1B	$1.1B	2	2	n/a	n/a	n/a
2014	Mar 26, 2015	$1.3B	$1.3B	2	2	n/a	n/a	n/a
2013	Mar 26, 2014	$1.2B	$1.2B	2	2	n/a	n/a	n/a
2012	Mar 28, 2013	$992M	$992M	2	2	n/a	n/a	n/a
2011	Mar 30, 2012	$901M	$901M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2017	$1.4B	$1.2B	13.5%	$1.3B	3.1%	2	2	0	n/a

Relationships

Affiliated with (2)

→ ROCKY MOUNTAIN ADVISERS, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BOULDER INVESTMENT ADVISERS LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (10)

← MILLER, STEPHEN, CARLOwnerVICE PRESIDENT/SECRETARY, DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← HOREJSI, STEWART, RALPHOwnerINVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CHRISTENSEN, GLADE, L.OwnerPRESIDENT/ASST. SECRETARY, DIRECTOR, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← MURPHEY, NICOLE, LARRAINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 9, 2016 to presentfactForm ADV
← RHODENBAUGH, LAURA, CARENOwnerTREASURER, ownership code NA, individual
Mar 30, 2012 to presentfactForm ADV
← CICIORA, SUSAN, L.OwnerDIRECTOR, ownership code NA, individual
Mar 26, 2014 to presentfactForm ADV
← HOREJSI, JOHN, S.OwnerDIRECTOR, ownership code NA, individual
Mar 26, 2014 to presentfactForm ADV
← CICIORA, JOHN, X.OwnerDIRECTOR, ownership code NA, individual
Mar 26, 2014 to presentfactForm ADV
← PEAK TRUST COMPANY - AKOwnerTRUSTEE, ownership code F, domestic entity
Mar 27, 2018 to presentfactForm ADV
← STEWART WEST INDIES TRUSTOwnerSHAREHOLDER, ownership code E, domestic entity
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ffdfc2a6-fd2a-6a1a-5d94-d64c998a3953
First observed: Mar 30, 2012
Last observed: Mar 27, 2018 103 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEWART INVESTMENT ADVISERS

STEWART WEST INDIES TRADING CO LTD, CRD 110474

ST PETER BARBADOS

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ffdfc2a6-fd2a-6a1a-5d94-d64c998a3953

Data as of Mar 27, 2018 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:30 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHRISTENSEN, GLADE, L.

PRESIDENT/ASST. SECRETARY, DIRECTOR

yes

04/1999

Mar 30, 2012

Mar 27, 2018

CICIORA, JOHN, X.

Director

yes

08/2012

Mar 26, 2014

Mar 27, 2018

CICIORA, SUSAN, L.

Director

yes

08/2012

Mar 26, 2014

Mar 27, 2018

HOREJSI, JOHN, S.

Director

yes

08/2012

Mar 26, 2014

Mar 27, 2018

HOREJSI, STEWART, RALPH

INVESTMENT OFFICER

yes

04/1999

Mar 30, 2012

Mar 27, 2018

MILLER, STEPHEN, CARL

VICE PRESIDENT/SECRETARY, DIRECTOR

yes

04/1999

Mar 30, 2012

Mar 27, 2018

MURPHEY, NICOLE, LARRAINE

CHIEF COMPLIANCE OFFICER

yes

11/2016

Nov 9, 2016

Mar 27, 2018

PEAK TRUST COMPANY - AK

Trustee

yes

07/2008

Mar 27, 2018

RHODENBAUGH, LAURA, CAREN

Treasurer

yes

03/2012

Mar 30, 2012

Mar 27, 2018

STEWART WEST INDIES TRUST

Shareholder

yes

01/2008

Mar 30, 2012

Mar 27, 2018

STEWART WEST INDIES TRUST

Shareholder

yes

11/1996

Mar 30, 2012

Mar 27, 2018

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ROCKY MOUNTAIN ADVISERS, LLC

n/a

Mixed wealth

$3.1B

yes

n/a

PEAK TRUST COMPANY - AK

n/a

yes

n/a

PEAK TRUST COMPANY - NV

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2017

Mar 27, 2018

$1.4B

n/a

2016

Mar 21, 2017

$1.2B

n/a

2015

Mar 16, 2016

$1.1B

n/a

2014

Mar 26, 2015

$1.3B

n/a

2013

Mar 26, 2014

$1.2B

n/a

2012

Mar 28, 2013

$992M

n/a

2011

Mar 30, 2012

$901M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2017

$1.4B

$1.2B

13.5%

$1.3B

3.1%

n/a