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Advisor at EDWARD JONES
LIHUE, HI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Dec 20, 2023 | n/a | yes | LIHUE, HI | Current employment |
| BANKOH ADVISORS | Former SEC adviser | Sep 16, 2022 | Dec 8, 2023 | no | HONOLULU, HI|LIHUE, HI | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | May 3, 2017 | Aug 18, 2020 | no | LIHUE, HI | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Jul 14, 2015 | May 2, 2017 | no | ELEELE, HI|KAPAA, HI|KOLOA, HI|LIHUE, HI|LIHUE, HI|PRINCEVILLE, HI|WAIMEA, HI | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 23, 2013 | Jul 7, 2015 | no | HANAPEPE, HI|SAN DIEGO, CA|HANAPEPE, HI | Previous registration |
| VSR ADVISORY SERVICES | Former SEC adviser | Feb 28, 2011 | Oct 31, 2011 | no | HONOLULU, HI|OVERLAND PARK, KS | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Jun 9, 2010 | Nov 4, 2010 | no | AIEA, HI | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | May 16, 2006 | May 18, 2010 | no | AIEA, HI|KAILUA, HI|HONOLULU, HI|KAILUA, HI|KANEOHE, HI|KANEOHE, HI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BANKOH ADVISORS | EDWARD JONES | Dec 8, 2023 | Dec 20, 2023 | 12 | Firm change | RIA to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | BANKOH ADVISORS | Aug 18, 2020 | Sep 16, 2022 | 759 | Firm change after gap | Ibd to RIA |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | May 2, 2017 | May 3, 2017 | 1 | Bulk transfer | Other |
| LPL FINANCIAL LLC | BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Jul 7, 2015 | Jul 14, 2015 | 7 | Firm change | Other |
| VSR ADVISORY SERVICES | LPL FINANCIAL LLC | Oct 31, 2011 | Oct 23, 2013 | 723 | Firm change after gap | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | VSR ADVISORY SERVICES | Nov 4, 2010 | Feb 28, 2011 | 116 | Firm change | Other |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | UVEST FINANCIAL SERVICES GROUP, INC. | May 18, 2010 | Jun 9, 2010 | 22 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:29280:HI:2020-08-11 | Aug 18, 2020 | Sep 16, 2022 | LIHUE, HI | Firm change after gap |