DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at Q3 ADVISORS, LLC
Lakewood, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Q3 ADVISORS, LLC | No RAUM reported | Apr 10, 2025 | n/a | yes | Lakewood, CO | Current employment |
| SHARKEY HOWES & JAVER INC | Independent wealth | Sep 22, 2024 | Apr 22, 2025 | no | DENVER, CO | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Feb 3, 2023 | Sep 4, 2024 | no | LAKEWOOD, CO | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Sep 28, 2021 | Nov 16, 2022 | no | Scottsdale, AZ | Previous registration |
| AE WEALTH MANAGEMENT, LLC | Bd affiliated wealth | Feb 10, 2020 | Aug 20, 2021 | no | Scottsdale, AZ|Woodland Hills, CA | Previous registration |
| VANGUARD ADVISERS, INC. | Bd affiliated wealth | Aug 18, 2016 | Feb 13, 2020 | no | SCOTTSDALE, AZ | Previous registration |
| EDWARD JONES | National bd RIA | Dec 19, 2014 | Aug 2, 2016 | no | MESA, AZ|ST LOUIS, MO|GILBERT, AZ|CHANDLER, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SHARKEY HOWES & JAVER INC | Q3 ADVISORS, LLC | Apr 22, 2025 | Apr 10, 2025 | -12 | Firm change | Other |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | SHARKEY HOWES & JAVER INC | Sep 4, 2024 | Sep 22, 2024 | 18 | Firm change | Ibd to RIA |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | FIDELITY PERSONAL AND WORKPLACE ADVISORS | Nov 16, 2022 | Feb 3, 2023 | 79 | Firm change | Ibd to ibd |
| AE WEALTH MANAGEMENT, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Aug 20, 2021 | Sep 28, 2021 | 39 | Firm change | Ibd to ibd |
| VANGUARD ADVISERS, INC. | AE WEALTH MANAGEMENT, LLC | Feb 13, 2020 | Feb 10, 2020 | -3 | Firm change | Ibd to RIA |
| EDWARD JONES | VANGUARD ADVISERS, INC. | Aug 2, 2016 | Aug 18, 2016 | 16 | Firm change | Other |