DFX Intelligence

K••• E•••• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner13 years in industry

K••• E•••• H••••

Advisor at U••••• P•••••••• L••

NACOGDOCHES, TX | WESTWOOD, KS

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Search this name across graphsid dfx:ria:ec86f716-aac8-f24e-0316-15e338904dc8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 14, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 20, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••••• P•••••••• L••	Independent wealth	Nov 3, 2025	n/a	yes	NACOGDOCHES, TX\|WESTWOOD, KS	Current employment
B••••••••• F•••••••• G••••• L••	Independent wealth	May 4, 2017	Dec 5, 2025	no	KANSAS CITY, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• F•••••••• G••••• L••	U••••• P•••••••• L••	Dec 5, 2025	Nov 3, 2025	-32	Firm change after gap	RIA to RIA
E•••••••• A•••••••• L••	B••••••••• F•••••••• G••••• L••	Apr 7, 2015	May 4, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
151164:324250:MO:2025-12-05	Dec 5, 2025	Nov 3, 2025	KANSAS CITY, MO	Firm change after gap

Relationships

Registered with (3)

→ U••••• P•••••••• L••Registered adviserregistration: current employment
Nov 3, 2025 to presentfactForm ADV
→ B••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 4, 2017 to Dec 5, 2025factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
May 14, 2013 to Apr 7, 2015factForm ADV

Dated events

Occurred
Dec 5, 2025
Advisor changed firm
K••• E•••• H•••• left B••••••••• F•••••••• G••••• L•• for U••••• P•••••••• L•• (registered 2025-11-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec86f716-aac8-f24e-0316-15e338904dc8
First observed: May 14, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.