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Advisor at LPL FINANCIAL LLC
HOT SPRINGS, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Oct 4, 2018 | n/a | yes | HOT SPRINGS, AR | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 30, 2014 | Oct 5, 2018 | no | HOT SPRINGS, AR | Previous registration |
| EDWARD JONES | National bd RIA | Sep 27, 2010 | Jun 5, 2014 | no | ST LOUIS, MO|CROSSETT, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | Oct 5, 2018 | Oct 4, 2018 | -1 | Firm change | Ibd to RIA |
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Jun 5, 2014 | May 30, 2014 | -6 | Firm change | Ibd to ibd |