This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0

Regulatory AUM

$808MItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$808M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

46

Advisory employees

28

Offices

2Schedule D 1.F, beyond the principal office

Accounts

2

Individual clients

0

High net worth clients

0

Private funds

2Schedule D 7.B(1)

SEC number

801-129899

CRD

330470

Filings on the tape

3

First filed

Mar 14, 2024

Latest filed

Mar 26, 2026

Organised

Limited Liability Company, DE

• Occurred

  Mar 26, 2026
  Regulatory AUM changed

  Polen Capital Clo Management, Llc reported RAUM $808.4M, up 414% from $157.2M (2025-03-27 to 2026-03-26)

  Form ADVobserved 6 days ago
  $651M
• Occurred

  Mar 14, 2024
  First Form ADV filing

  Polen Capital Clo Management, Llc filed its initial SEC registration (Form ADV)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ec8c46a4-c25a-7137-d186-90fc6feec251

First observed

Mar 14, 2024

Last observed

Mar 26, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.