DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P•••• C•••••• C•• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Mar 14, 2024 · 3 filings
SEC status approved since Apr 15, 2024
RAUM
$808M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
46
28 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$808M as of Mar 26, 2026
Mar 27, 2025$157M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 27, 20250 then
Employees (5.A)46 as of Mar 26, 2026
Mar 27, 202548 then
Private funds2 as of Mar 26, 2026
Mar 27, 20251 then
RAUM +414% over the last fiscal yearIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $404MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +414%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$808M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••• S••••••• C•••••• · President/Chief Executive Officercontrolsince 02/2024 · owns less than 5%
- D••••••••• D•••••• A••• · Trusteecontrolsince 02/2022 · owns F of D••••• A• D••••••••• R•••••••• T••••
- M•••• S••••••• C•••••• · Trusteecontrolsince 10/2015 · owns F of S••• C• M••• R•••••••• T••••
- G•••••••• B••••• D•••• · Secretarysince 02/2024 · owns less than 5%
- M•••••••• J•••••• L••• · Chief Compliance Officersince 02/2024 · owns less than 5%
Entity owners
- P•••• C•••••• C•••••• L•• · Memberdirect · owns 75% or more
- D••••• A• D••••••••• R•••••••• T•••• · Memberindirect · owns 50% to 75% of P•••• C•••••• H••••••• G•• L••
- D••••• A• D••••••••• R•••••••• T•••• · L•••••• Partnerindirect · owns 25% to 50% of P•••• C•••••• H•••••••• L•
- P•••• C•••••• H••••••• G•• L•• · General Partnerindirect · owns F of P•••• C•••••• H•••••••• L•
- P•••• C•••••• H•••••••• L• · Memberindirect · owns 50% to 75% of P•••• C•••••• M••••••••• L••
- P•••• C•••••• M••••••••• L•• · Memberindirect · owns 75% or more of P•••• C•••••• C•••••• L••
- S••• C• M••• R•••••••• T•••• · L•••••• Partnerindirect · owns 25% to 50% of P•••• C•••••• H•••••••• L•
- S••• C• M••• R•••••••• T•••• · Memberindirect · owns 50% to 75% of P•••• C•••••• H••••••• G•• L••
Related persons
Schedule D 7.A
- P•••• C•••••• C•• E••••• G• L••pooled vehicle sponsorn
- P•••• C•••••• C•••••• L••investment adviseryRAUM $6.1B
- P•••• C•••••• H• L••••••investment advisern
- P•••• C•••••• M••••••••• L••investment adviseryRAUM $24B
- P•••• C•••••• U• L••investment advisernRAUM $997,037
- P••••••• S•••••••• I••••• P•••• L••pooled vehicle sponsorn
Advisers that list P•••• C•••••• C•• M••••••••• L•• as a related person
- 108468 y
Offices
Schedule D 1.F, the 25 largest
- Boca Raton, FL3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Mar 26, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2025-03-27, yes on the filing of 2026-03-26peers: asset managers, $500M to $1B (784)
- RAUM up 50 %Change between filings · filing Mar 26, 2026RAUM (Item 5.F) moved from $157,236,974 to $808,397,779 (+414.0%) between the annual amendments of 2025-03-27 and 2026-03-26; the peer median change was +8.0% (673 comparable advisers, 99.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 1 to 2Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 23 to 28Mar 27, 2025 to Mar 26, 2026
- BD registered reps · 6 to 4Mar 27, 2025 to Mar 26, 2026
- Pooled vehicle clients · 1 to 2Mar 27, 2025 to Mar 26, 2026
- Employees · 48 to 46Mar 27, 2025 to Mar 26, 2026
- Other offices · 1 to 2Mar 27, 2025 to Mar 26, 2026
- Private funds · 1 to 2Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $157M to $808MMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $157M to $808MMar 27, 2025 to Mar 26, 2026
- RAUM · $157M to $808MMar 27, 2025 to Mar 26, 2026
- Accounts · unset to 1.0Mar 14, 2024 to Mar 27, 2025
- Advisory employees · 24 to 23Mar 14, 2024 to Mar 27, 2025
- BD registered reps · 42 to 6Mar 14, 2024 to Mar 27, 2025
- Pooled vehicle clients · 0 to 1Mar 14, 2024 to Mar 27, 2025
- Employees · 208 to 48Mar 14, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 14, 2024 to Mar 27, 2025
- State-registered IARs · 12 to 0Mar 14, 2024 to Mar 27, 2025
- Private funds · unset to 1Mar 14, 2024 to Mar 27, 2025
- Discretionary RAUM · unset to 157236974.0Mar 14, 2024 to Mar 27, 2025
- Non-discretionary RAUM · unset to 0.0Mar 14, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · unset to 157236974.0Mar 14, 2024 to Mar 27, 2025
- RAUM · unset to 157236974.0Mar 14, 2024 to Mar 27, 2025
Signals
3 dated events
- P•••• C•••••• C•• M••••••••• L•• reported RAUM $808.4M, up 414% from $157.2M (2025-03-27 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- P•••• C•••••• C•• M••••••••• L•• reported 0 state-registered advisory representatives, down from 12 (2024-03-14 to 2025-03-27)Mar 27, 2025 · Advisor headcount change · derived
- P•••• C•••••• C•• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- P••••CAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 781-283-8500reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026