DFX Intelligence

P•••••• A••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

P•••••• A••••• G••••••

Advisor at I••••••••• A•••••• A•••••••• L••

Summerville, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ec98fb07-9f7c-539a-a266-48fc8f2c77b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 25, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 13, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Jan 29, 2021	n/a	yes	Summerville, SC	Current employment
G••••••••• L••	I•••••••••_WEALTH	Aug 26, 2020	Jan 29, 2021	no	SUMMERVILLE, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••••••• L••	I••••••••• A•••••• A•••••••• L••	Jan 29, 2021	Jan 29, 2021	0	Firm change	RIA to RIA
I••••••••• A•••••• A•••••••• L••	G••••••••• L••	Sep 22, 2020	Aug 26, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
168267:308263:SC:2020-09-22	Sep 22, 2020	Aug 26, 2020	SUMMERVILLE, SC	Firm change

Relationships

Registered with (3)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 2, 2016 to Sep 22, 2020factForm ADV
→ G••••••••• L••Registered adviserregistration: previous registration
Aug 26, 2020 to Jan 29, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 25, 2011 to Aug 4, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec98fb07-9f7c-539a-a266-48fc8f2c77b0
First observed: Aug 25, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.