DFX Intelligence

B•••• M•••••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)46 years in industry

B•••• M•••••• A•••••••

Advisor at T••••••• S••••••• A•••••••

Youngstown, OH | INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:ec9f21a5-5fa3-abad-4661-95c4cc305da9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 7, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T••••••• S••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 2, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T••••••• S••••••• A•••••••	Bd affiliated wealth	Nov 24, 2020	n/a	yes	Youngstown, OH\|INDIANAPOLIS, IN	Current employment
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Sep 7, 2016	Nov 5, 2019	no	WARREN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•••••• N••••••• • C••••••• I•••••••••	T••••••• S••••••• A•••••••	Nov 5, 2019	Nov 24, 2020	385	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ T••••••• S••••••• A•••••••Registered adviserregistration: current employment
Nov 24, 2020 to presentfactForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Sep 7, 2016 to Nov 5, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ec9f21a5-5fa3-abad-4661-95c4cc305da9
First observed: Sep 7, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.