DFX Intelligence

Data Factory

RIA / WealthAdvisor20 years in industry

MARCEL VICTORIA QUIROGA

Advisor at TQM WEALTH PARTNERS

MARBLEHEAD, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:eca7ad4e-cb0b-08a8-0096-88e62ff86c4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 7:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TQM WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Oct 15, 2005
First registration: Oct 18, 2005
Dual registered: no
Other names: MARCEL VICTORIA BAKOVIC|MARCEL QUIROGA
IAPD individual key: 5000577

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TQM WEALTH PARTNERS	Independent wealth	Mar 7, 2016	n/a	yes	MARBLEHEAD, MA	Current employment
CAPITAL FORMATION GROUP, INC.	Former SEC adviser	Apr 9, 2010	Feb 24, 2016	no	n/a	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2006	Mar 11, 2009	no	BOSTON, MA\|NEW YORK, NY\|BOSTON, MA	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 18, 2005	Jun 6, 2006	no	BOSTON, MA\|BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAPITAL FORMATION GROUP, INC.	TQM WEALTH PARTNERS	Feb 24, 2016	Mar 7, 2016	12	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CAPITAL FORMATION GROUP, INC.	Mar 11, 2009	Apr 9, 2010	394	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 6, 2006	Jul 27, 2006	51	Firm change	Other

Relationships

Registered with (4)

→ TQM WEALTH PARTNERSRegistered adviserregistration: current employment
Mar 7, 2016 to presentfactForm ADV
→ CAPITAL FORMATION GROUP, INC.Registered adviserregistration: previous registration
Apr 9, 2010 to Feb 24, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 27, 2006 to Mar 11, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 18, 2005 to Jun 6, 2006factForm ADV

Dated events

No dated event names this entity yet.