This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 10, 2005earliest registration or exam on IAPD

Years in industry

20derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

2

Exams

S63|S66

First exam

Dec 10, 2005

First registration

Jun 26, 2019

Dual registered

yes, broker-dealer

Other names

MARITESS BUENAVENTURA|MARITESS R BUENAVENTURA|TESS POLASEK|MARITESS POLASEK|TESS BUENAVENTURA|MARITESS B POLASEK|MARITESS R POLASEK

IAPD individual key

4987111

• Occurred

  Feb 5, 2024
  Advisor changed firm

  Tess Buenaventura left Charles Schwab & Co., Inc. for Td Ameritrade, Inc. (registered 2022-03-08)

  Form ADVobserved 5 days ago
• Occurred

  Oct 14, 2022
  Advisor changed firm

  Tess Buenaventura left Td Ameritrade, Inc. for J.P. Morgan Securities Llc (registered 2024-04-17)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ecaca01a-770e-e550-0fcc-91082db42c25

First observed

Jun 26, 2019

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.