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Advisor at U.S. BANCORP ADVISORS, LLC
WEST DUNDEE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| U.S. BANCORP ADVISORS, LLC | Bd affiliated wealth | Feb 13, 2026 | n/a | yes | WEST DUNDEE, IL | Current employment |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Mar 23, 2020 | Feb 13, 2026 | no | Naperville, IL|WEST DUNDEE, IL | Previous registration |
| BMO HARRIS FINANCIAL ADVISORS, INC | Former SEC adviser | Sep 22, 2015 | May 4, 2018 | no | CHICAGO, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Jul 30, 2015 | Sep 23, 2015 | no | SAINT CHARLES, IL | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Jul 15, 2015 | no | ST. CHARLES, IL|BARTLETT, IL|SAINT CHARLES, IL|NAPERVILLE, IL|AURORA, IL|WHEATON, IL|GLENDALE HEIGHTS, IL|AURORA, IL|AURORA, IL|GLENDALE HEIGHTS, IL|BLOOMINGDALE, IL|GENEVA, IL|GLEN ELLYN, IL|NORTH AURORA, IL|CAROL STREAM, IL|GLEN ELLYN, IL|LOMBARD, IL|GLEN ELLYN, IL|WHEATON, IL|WINFIELD, IL|OSWEGO, IL|SUGAR GROVE, IL|LOMBARD, IL|CAROL STREAM, IL|WARRENVILLE, IL|WHEATON, IL|BATAVIA, IL|BATAVIA, IL|BLOOMINGDALE, IL|ST. CHARLES, IL|WHEATON, IL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Jul 6, 2005 | Oct 1, 2012 | no | APPLETON, WI|CHARLESTON, WV|HUNTINGTON, WV|SHADYSIDE, OH|BRIDGEPORT, WV|CHARLESTON, WV|WHEELING, WV|STEUBENVILLE, OH|WINTERSVILLE, OH|CLARKSBURG, WV|WHEELING, WV|BUCKHANNON, WV|CHARLESTON, WV|CHARLESTON, WV|SOUTH CHARLESTON, WV|BELLAIRE, OH|ST. ALBANS, WV|BENSENVILLE, IL|ELMHURST, IL|ROSCOE, IL|ELK GROVE VILLAGE, IL|BENSENVILLE, IL|BENSENVILLE, IL|ADDISON, IL|ELMHURST, IL|ADDISON, IL|HILLSIDE, IL|GLEN ELLYN, IL|WESTCHESTER, IL|BROADVIEW, IL|SCHAUMBURG, IL|NORRIDGE, IL|CHICAGO, IL|CHICAGO, IL|ELK GROVE VILLAGE, IL|AURORA, IL|WHEATON, IL|NORTHLAKE, IL|CHICAGO, IL|CHICAGO, IL|DOWNERS GROVE, IL|CHICAGO, IL|ST. CHARLES, IL|NEW BERLIN, WI|BRISTOL, WI|BURLINGTON, WI|ELKHORN, WI|KENOSHA, WI|KENOSHA, WI|KENOSHA, WI|LAKE GENEVA, WI|MUSKEGO, WI|PLEASANT PRAIRIE, WI|RACINE, WI|RACINE, WI|RACINE, WI|CUDAHY, WI|FOX POINT, WI|FRANKLIN, WI|MEQUON, WI|MILWAUKEE, WI|MILWAUKEE, WI|MILWAUKEE, WI|MILWAUKEE, WI|MILWAUKEE, WI|OAK CREEK, WI|WAUWATOSA, WI|AURORA, IL|LAKE ZURICH, IL|WINFIELD, IL|LAKE ZURICH, IL|LINDENHURST, IL|GLENDALE HEIGHTS, IL|NORTH AURORA, IL|GENEVA, IL|GURNEE, IL|ROUND LAKE, IL|GRAYSLAKE, IL|PALATINE, IL|ANTIOCH, IL|BARRINGTON, IL|BATAVIA, IL|GURNEE, IL|LAKE ZURICH, IL|ST. CHARLES, IL|WARRENVILLE, IL|WAUCONDA, IL|SURGAR GROVE, IL|ROUND LAKE BEACH, IL|AURORA, IL|ANTIOCH, IL|BATAVIA, IL|BLOOMINGDALE, IL|BLOOMINGDALE, IL|OSWEGO, IL|BLOOMINGDALE, IL|LOMBARD, IL|WAUKEGAN, IL|MUNDELEIN, IL|DEERFIELD, IL|BUFFALO GROVE, IL|BUFFALO GROVE, IL|LIBERTYVILLE, IL|PALATINE, IL|RIVERWOODS, IL|NORTHBROOK, IL|PALATINE, IL|LIBERTYVILLE, IL|MT. PROSPECT, IL|PALATINE, IL|BUFFALO GROVE, IL|BANNOCKBURN, IL|PALATINE, IL|ROLLING MEADOWS, IL|LAKE BLUFF, IL|LONG GROVE, IL|ARLINGTON HEIGHTS, IL|MT. PROSPECT, IL|VERNON HILLS, IL|ARLINGTON HEIGHTS, IL|MUNDELEIN, IL|BUFFALO GROVE, IL|BATAVIA, IL|FRANKLIN PARK, IL|CAROL STREAM, IL|WHEATON, IL|LOMBARD, IL|GLENDALE HEIGHTS, IL|NORTHLAKE, IL|WARRENVILLE, IL|WHEATON, IL|YORKVILLE, IL|NAPERVILLE, IL|AURORA, IL|BATAVIA, IL|ST. CHARLES, IL|CAROL STREAM, IL|OSWEGO, IL|AURORA, IL|GENEVA, IL|WHEATON, IL|SURGAR GROVE, IL|OSWEGO, IL|NAPERVILLE, IL|WHEATON, IL|NORTH AURORA, IL|BEAVER DAM, WI|FOND DU LAC, WI|WEST BEND, WI|FOND DU LAC, WI|WEST BEND, WI|INDIANAPOLIS, IN|MOUNT PROSPECT, IL|ARLINGTON HEIGHTS, IL|CHICAGO, IL|CHICAGO, IL|CALUMET CITY, IL|CHICAGO, IL|HOMEWOOD, IL|CHESTERTON, IN|VALPARAISO, IN|MERRILLVILLE, IN|MERRILLVILLE, IN|MERRILLVILLE, IN|MERRILLVILLE, IN|MICHIGAN CITY, IN|CEDAR LAKE, IN|DYER, IN|GARY, IN|MUNSTER, IN|CHICAGO, IL|GARY, IN|GRIFFITH, IN|WHITING, IN|GARY, IN|GARY, IN|HAMMOND, IN|HAMMOND, IN|HAMMOND, IN|KOUTS, IN|VALPARAISO, IN|VALPARAISO, IN|VALPARAISO, IN|MUNSTER, IN|LANSING, IL|CROWN POINT, IN|CROWN POINT, IN|HIGHLAND, IN|HOBART, IN|LAKE STATION, IN|PORTAGE, IN|SCHERERVILLE, IN|LOWELL, IN|PORTAGE, IN|ST. JOHN, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| U.S. BANCORP INVESTMENTS, INC. | U.S. BANCORP ADVISORS, LLC | Feb 13, 2026 | Feb 13, 2026 | 0 | Bulk transfer | Ibd to ibd |
| BMO HARRIS FINANCIAL ADVISORS, INC | U.S. BANCORP INVESTMENTS, INC. | May 4, 2018 | Mar 23, 2020 | 689 | Firm change after gap | Ibd to ibd |
| J.P. MORGAN SECURITIES LLC | BMO HARRIS FINANCIAL ADVISORS, INC | Sep 23, 2015 | Sep 22, 2015 | -1 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |