RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• L••• B•••••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · West Dundee, Il
- U••• B•••••• I••••••••• I••• formerMar 23, 2020 to Feb 13, 2026 · Naperville, Il
- B•• H••••• F•••••••• A•••••••• I•• formerSep 22, 2015 to May 4, 2018 · Chicago, Il
- J••• M••••• S••••••••• L•• wirehouseJul 30, 2015 to Sep 23, 2015 · Saint Charles, Il
- J••• M••••• S••••••••• L•• wirehouseOct 1, 2012 to Jul 15, 2015 · St. Charles, Il
- C•••• I••••••••• S••••••• C•••• formerJul 6, 2005 to Oct 1, 2012 · Appleton, Wi
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- B•• H••••• F•••••••• A•••••••• I•• to U••• B•••••• I••••••••• I•••left May 4, 2018, registered Mar 23, 2020 (689 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to B•• H••••• F•••••••• A•••••••• I••left Sep 23, 2015, registered Sep 22, 2015 (-1 days) · Other
- C•••• I••••••••• S••••••• C•••• to J••• M••••• S••••••••• L••left Oct 1, 2012, registered Oct 1, 2012 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address