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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

JACK ANTHONY FORLENZA

Advisor at CITIZENS SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecc5b22f-a637-9140-816e-5b7c4fd7924e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 8, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CITIZENS SECURITIES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 25, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 6
Exams: S65|S63
First exam: Apr 25, 1996
First registration: Oct 8, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 2243401

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CITIZENS SECURITIES, INC.	Bd affiliated wealth	Aug 17, 2022	n/a	yes	POINT PLEASANT, NJ\|Manasquan, NJ\|CONSHOHOCKEN, PA\|FREEHOLD, NJ\|LONG BRANCH, NJ\|DEAL, NJ\|COLONIA, NJ	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Dec 7, 2021	Aug 17, 2022	no	SCOTCH PLAINS, NJ	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Jan 10, 2017	Dec 9, 2021	no	Brick, NJ\|EAST BRUNSWICK, NJ\|Toms River, NJ\|MATAWAN, NJ	Previous registration
CAPITAL ONE ADVISORS, LLC	Former SEC adviser	Jan 28, 2015	Dec 12, 2016	no	SEATTLE, WA	Previous registration
CAPITAL ONE FINANCIAL ADVISORS LLC	n/a	Dec 14, 2012	Jan 28, 2015	no	MELVILLE, NY\|PERTH AMBOY, NJ	Previous registration
STERNE AGEE ASSET MANAGEMENT, INC.	Former SEC adviser	Nov 9, 2010	Dec 18, 2012	no	FREEHOLD, NJ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Oct 8, 2004	Feb 23, 2010	no	LAKEWOOD, NJ\|RED BANK, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA INVESTMENT ADVISERS LLC	CITIZENS SECURITIES, INC.	Aug 17, 2022	Aug 17, 2022	0	Firm change	Ibd to ibd
PRUCO SECURITIES, LLC	CETERA INVESTMENT ADVISERS LLC	Dec 9, 2021	Dec 7, 2021	-2	Firm change	Ibd to ibd
CAPITAL ONE ADVISORS, LLC	PRUCO SECURITIES, LLC	Dec 12, 2016	Jan 10, 2017	29	Firm change	Other
CAPITAL ONE FINANCIAL ADVISORS LLC	CAPITAL ONE ADVISORS, LLC	Jan 28, 2015	Jan 28, 2015	0	Bulk transfer	Other
STERNE AGEE ASSET MANAGEMENT, INC.	CAPITAL ONE FINANCIAL ADVISORS LLC	Dec 18, 2012	Dec 14, 2012	-4	Firm change	Other
OSAIC WEALTH, INC.	STERNE AGEE ASSET MANAGEMENT, INC.	Feb 23, 2010	Nov 9, 2010	259	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:39550:NJ:2022-08-17	Aug 17, 2022	Aug 17, 2022	SCOTCH PLAINS, NJ	Firm change

Relationships

Registered with (7)

→ CITIZENS SECURITIES, INC.Registered adviserregistration: current employment
Aug 17, 2022 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Dec 7, 2021 to Aug 17, 2022factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Jan 10, 2017 to Dec 9, 2021factForm ADV
→ CAPITAL ONE ADVISORS, LLCRegistered adviserregistration: previous registration
Jan 28, 2015 to Dec 12, 2016factForm ADV
→ CAPITAL ONE FINANCIAL ADVISORS LLCRegistered adviserregistration: previous registration
Dec 14, 2012 to Jan 28, 2015factForm ADV
→ STERNE AGEE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 9, 2010 to Dec 18, 2012factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Oct 8, 2004 to Feb 23, 2010factForm ADV

Dated events

Occurred
Aug 17, 2022
Advisor changed firm
Jack Anthony Forlenza left Cetera Investment Advisers Llc for Citizens Securities, Inc. (registered 2022-08-17)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecc5b22f-a637-9140-816e-5b7c4fd7924e
First observed: Oct 8, 2004
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

JACK ANTHONY FORLENZA

Advisor at CITIZENS SECURITIES, INC.

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ecc5b22f-a637-9140-816e-5b7c4fd7924e

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:52 PM UTC and rebuilt at most every 15 minutes.