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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)19 years in industry

RYAN O'CONNOR

Advisor at LPL FINANCIAL LLC

DOWNERS GROVE, IL | YORKVILLE, IL

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Search this name across graphsid dfx:ria:eccdfbda-ceeb-aef9-5c7b-76c2d496320b

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Sep 5, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Oct 29, 2007
First registration: Sep 5, 2008
Dual registered: yes, broker-dealer
IAPD individual key: 5319025

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	May 17, 2018	n/a	yes	YORKVILLE, IL\|DOWNERS GROVE, IL	Current employment
HIGHPOINT PLANNING PARTNERS	Independent wealth	Aug 9, 2022	Nov 11, 2022	no	DOWNERS GROVE, IL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Mar 25, 2017	May 10, 2018	no	Lisle, IL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Sep 5, 2008	Mar 25, 2017	no	DOWNERS GROVE, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HIGHPOINT PLANNING PARTNERS	n/a	Nov 11, 2022	n/a	n/a	Departure no registered destination	Departure
MML INVESTORS SERVICES, LLC	LPL FINANCIAL LLC	May 10, 2018	May 17, 2018	7	Firm change	Ibd to RIA
MSI FINANCIAL SERVICES, INC.	MML INVESTORS SERVICES, LLC	Mar 25, 2017	Mar 25, 2017	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
May 17, 2018 to presentfactForm ADV
→ HIGHPOINT PLANNING PARTNERSRegistered adviserregistration: previous registration
Aug 9, 2022 to Nov 11, 2022factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Mar 25, 2017 to May 10, 2018factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Sep 5, 2008 to Mar 25, 2017factForm ADV

Dated events

Occurred
Nov 11, 2022
Advisor departed, no destination yet
Ryan O'Connor no longer registered at Highpoint Planning Partners; no later IA registration on IAPD
Form ADVobserved 4 days ago