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Advisor at REGENT PEAK WEALTH ADVISORS, LLC
ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REGENT PEAK WEALTH ADVISORS, LLC | Independent wealth | May 3, 2019 | n/a | yes | ATLANTA, GA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 14, 2008 | May 7, 2019 | no | ATLANTA, GA | Previous registration |
| WADDELL & REED | Former SEC adviser | Jun 29, 2006 | Sep 22, 2006 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | REGENT PEAK WEALTH ADVISORS, LLC | May 7, 2019 | May 3, 2019 | -4 | Firm change | Wirehouse to new firm |
| WADDELL & REED | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Sep 22, 2006 | May 14, 2008 | 600 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:298259:GA:2019-05-07 | May 7, 2019 | May 3, 2019 | ATLANTA, GA | Firm change |