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Advisor at COMMONWEALTH FINANCIAL NETWORK
Manchester, MA | WALTHAM, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Jul 29, 2022 | n/a | yes | Manchester, MA|WALTHAM, MA | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Nov 9, 2017 | Aug 25, 2022 | no | MANCHESTER-BY-THE-SEA, MA | Previous registration |
| Mariner | Independent wealth | Feb 23, 2010 | Apr 5, 2018 | no | OVERLAND PARK,, KS|Manchester by the Sea, MA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | Aug 8, 2003 | no | BOSTON, MA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Mar 18, 1998 | Jul 1, 2003 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | COMMONWEALTH FINANCIAL NETWORK | Aug 25, 2022 | Jul 29, 2022 | -27 | Firm change | Ibd to ibd |
| Mariner | MML INVESTORS SERVICES, LLC | Apr 5, 2018 | Nov 9, 2017 | -147 | Firm change after gap | Other |
| WELLS FARGO ADVISORS | Mariner | Aug 8, 2003 | Feb 23, 2010 | 2,391 | Firm change after gap | Other |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 151664:10409:MA:2018-04-05 | Apr 5, 2018 | Nov 9, 2017 | MANCHESTER BY THE SEA, MA | Firm change after gap |