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Advisor at FOCUS ADVISOR SOLUTIONS, LLC
TRUCKEE, CA | ST. LOUIS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FOCUS ADVISOR SOLUTIONS, LLC | Independent wealth | Dec 14, 2018 | n/a | yes | ST. LOUIS, MO|TRUCKEE, CA | Current employment |
| LWI FINANCIAL INC. | Former SEC adviser | Mar 31, 2009 | Dec 14, 2018 | no | SAN JOSE, CA|NOVATO, CA|Novato, CA | Previous registration |
| THE STRATEGIC FINANCIAL ALLIANCE | Bd affiliated wealth | Apr 10, 2006 | Apr 7, 2009 | no | LARKSPUR, CA|ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LWI FINANCIAL INC. | FOCUS ADVISOR SOLUTIONS, LLC | Dec 14, 2018 | Dec 14, 2018 | 0 | Firm change | Ibd to RIA |
| THE STRATEGIC FINANCIAL ALLIANCE | LWI FINANCIAL INC. | Apr 7, 2009 | Mar 31, 2009 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111861:143319:CA:2018-12-13 | Dec 14, 2018 | Dec 14, 2018 | NOVATO, CA | Firm change |