DFX Intelligence

J••• C• A••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

J••• C• A••••••••

Advisor at A••••••• F••••••••• L•••

MANASQUAN, NJ | FOLSOM, CA

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Search this name across graphsid dfx:ria:ecd857f1-3995-a255-6238-952e6b0a4dd2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••• F••••••••• L•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••• F••••••••• L•••	Bd affiliated wealth	Oct 2, 2024	n/a	yes	FOLSOM, CA\|MANASQUAN, NJ	Current employment
G••••• M••••••• C••• L••	Former SEC adviser	May 28, 2010	Oct 22, 2024	no	MANASQUAN, NJ\|Manasquan, NJ\|MIDLOTHIAN, VA\|NORTH CHESTERFIELD, VA\|MANASQUAN, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• M••••••• C••• L••	A••••••• F••••••••• L•••	Oct 22, 2024	Oct 2, 2024	-20	Firm change	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
2733:111167:NJ:2024-10-22	Oct 22, 2024	Oct 2, 2024	MANASQUAN, NJ	Firm change

Relationships

Registered with (2)

→ A••••••• F••••••••• L•••Registered adviserregistration: current employment
Oct 2, 2024 to presentfactForm ADV
→ G••••• M••••••• C••• L••Registered adviserregistration: previous registration
May 28, 2010 to Oct 22, 2024factForm ADV

Dated events

Occurred
Oct 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecd857f1-3995-a255-6238-952e6b0a4dd2
First observed: May 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.