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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

JEREMY SHAWN GENTLE

Advisor at LPL FINANCIAL LLC

BIRMINGHAM, AL | Birmingham, AL | SAN DIEGO, CA

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 7, 1992 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 2, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 2, 1988
First registration: Jan 7, 1992
Dual registered: yes, broker-dealer
Other names: Shawn Gentle|Shawn J Gentle
IAPD individual key: 1870214

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 13, 2025	n/a	yes	Birmingham, AL\|SAN DIEGO, CA\|BIRMINGHAM, AL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 27, 2016	Oct 14, 2025	no	BIRMINGHAM, AL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Oct 14, 2005	Jun 23, 2016	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL\|BIRMINGHAM, AL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 7, 1992	Oct 12, 2005	no	BIRMINGHAM, AL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	LPL FINANCIAL LLC	Oct 14, 2025	Oct 13, 2025	-1	Firm change	Ibd to ibd
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 23, 2016	Jun 27, 2016	4	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 12, 2005	Oct 14, 2005	2	Firm change	Wirehouse to wirehouse

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Oct 13, 2025 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 27, 2016 to Oct 14, 2025factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Oct 14, 2005 to Jun 23, 2016factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 7, 1992 to Oct 12, 2005factForm ADV

Dated events

Occurred
Oct 14, 2025
Advisor changed firm
Jeremy Shawn Gentle left Raymond James Financial Services Advisors, Inc for Lpl Financial Llc (registered 2025-10-13)
Form ADVobserved 5 days ago