DFX Intelligence

B•••••• C•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

B•••••• C•••••• S••••

Advisor at D••••••• P••••••• L•••••

CHICAGO, IL

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Search this name across graphsid dfx:ria:ecf0d480-f58e-34f4-afde-6e50eb405421

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 17, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••• P••••••• L•••••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••• P••••••• L•••••	Mixed wealth	Jul 18, 2019	n/a	yes	CHICAGO, IL	Current employment
D••••••• P••••••• L•••••	Mixed wealth	Sep 17, 2018	Oct 16, 2018	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I••••••••• M••••••••• I••	D••••••• P••••••• L•••••	Oct 16, 2018	Sep 17, 2018	-29	Firm change	RIA to RIA

Relationships

Registered with (2)

→ D••••••• P••••••• L•••••Registered adviserregistration: previous registration
Sep 17, 2018 to Oct 16, 2018factForm ADV
→ M•• I••••••••• M••••••••• I••Registered adviserregistration: previous registration
Apr 17, 1999 to Oct 16, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ecf0d480-f58e-34f4-afde-6e50eb405421
First observed: Apr 17, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.