DFX Intelligence

W•••••• B•••• M•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner41 years in industry

W•••••• B•••• M•••

Advisor at B•••••••• A•••• M••••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed11a959-4a86-0e43-2b9f-80628078ae1d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:32 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: May 22, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 23, 1985earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••••• A•••• M••••••••• L••	Independent wealth	Sep 19, 2022	n/a	yes	RENO, NV\|Milwaukee, WI\|Whitefish Bay, WI	Current employment
F•••••• W••••• A•••••••	Former SEC adviser	Feb 22, 2022	Sep 30, 2022	no	BROOKFIELD, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••• W••••• A•••••••	B•••••••• A•••• M••••••••• L••	Sep 30, 2022	Sep 19, 2022	-11	Firm change	RIA to RIA
S•••••••• F••••••••• I•••	F•••••• W••••• A•••••••	Feb 24, 2022	Feb 22, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
170456:143440:WI:2022-09-30	Sep 30, 2022	Sep 19, 2022	BROOKFIELD, WI	Firm change
133763:170456:WI:2022-02-24	Feb 24, 2022	Feb 22, 2022	MILWAUKEE, WI	Firm change
10409:133763:WI:2018-01-19	Feb 15, 2018	Feb 9, 2018	WAUWATOSA, WI	Firm change

Relationships

Registered with (6)

→ B•••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Sep 19, 2022 to presentfactForm ADV
→ F•••••• W••••• A•••••••Registered adviserregistration: previous registration
Feb 22, 2022 to Sep 30, 2022factForm ADV
→ S•••••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 9, 2018 to Feb 24, 2022factForm ADV
→ M•• I•••••••• S•••••••• L••

Dated events

Occurred
Sep 30, 2022
Advisor changed firm
W•••••• B•••• M••• left F•••••• W••••• A••••••• for B•••••••• A•••• M••••••••• L•• (registered 2022-09-19)
Form ADVobserved 7 days ago
Occurred
Feb 24, 2022
Advisor changed firm
W•••••• B•••• M••• left S•••••••• F••••••••• I••• for F•••••• W••••• A••••••• (registered 2022-02-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed11a959-4a86-0e43-2b9f-80628078ae1d
First observed: May 22, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.