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J•••••• P•••••• W••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

J•••••• P•••••• W••••• M••••••••• I•••

CRD 109040

MILTON, GA

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Search this name across graphsid dfx:ria:ed18117a-997c-3a64-5489-674281e2394d

Data as of Feb 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 15, 2012 to Feb 16, 2026
29 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.1BItem 5.F on the latest filing (2026-02-16); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $997M
Private client RAUM: $957MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• P••••• J••••••	Certified Financial Planner	MILTON, GA	23	27	n/a	no
R••••• P••••• J••••••	Certified Financial Planner	MILTON, GA	19	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••••• R•••••• P•••••	Principal	Na	yes	11/1988	Feb 16, 2026	Feb 16, 2026
J••••••• R•••••• P•••••	President	E	yes	06/2006	Feb 16, 2026

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.1B	$851M	23.6%	$555M	23.7%	5	4	0	0

Relationships

Registered with (4)

← J••• M•••••Advisorregistration: current employment
Aug 1, 2023 to presentfactForm ADV
← O•••• J•• S••••Advisorregistration: current employment
Jul 6, 2009 to presentfactForm ADV
← R••••• P••••• J••••••Advisorregistration: current employment
Apr 11, 2007 to presentfactForm ADV
← R••••• P••••• J••••••

Dated events

Occurred
Feb 11, 2025
Regulatory AUM changed
J•••••• P•••••• W••••• M••••••••• I••• reported RAUM $851.3M, up 28% from $665.8M (2024-05-02 to 2025-02-11)
Form ADVobserved 6 days ago
$186M
Occurred
Feb 24, 2022
Regulatory AUM changed
J•••••• P•••••• W••••• M••••••••• I••• reported RAUM $551.7M, up 27% from $432.8M (2021-04-07 to 2022-02-24)
Form ADVobserved 6 days ago
$119M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed18117a-997c-3a64-5489-674281e2394d
First observed: Mar 15, 2012
Last observed: Feb 16, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 16, 2026	$1.1B	$997M	5	4	0	n/a	n/a
2024	Feb 11, 2025	$851M	$840M	4	4	0	n/a	n/a
2023	Feb 22, 2024	$666M	$646M	4	4	0	n/a	n/a
2022	Feb 9, 2023	$555M	$539M	3	3	0	n/a	n/a
2021	Feb 24, 2022	$552M	$532M	3	3	0	n/a	n/a
2020	Feb 5, 2021	$433M	$424M	3	3	0	n/a	n/a
2019	Feb 17, 2020	$377M	$366M	3	3	0	n/a	n/a
2018	Mar 28, 2019	$308M	$296M	3	3	0	n/a	n/a
2017	Mar 26, 2018	$275M	$264M	3	3	0	n/a	n/a
2016	Mar 17, 2017	$255M	$244M	3	3	n/a	n/a	n/a
2015	Mar 30, 2016	$220M	$220M	3	3	n/a	n/a	n/a
2014	Feb 23, 2015	$240M	$230M	3	3	n/a	n/a	n/a
2013	Mar 13, 2014	$222M	$212M	3	3	n/a	n/a	n/a
2012	Mar 8, 2013	$184M	$174M	3	3	n/a	n/a	n/a
2011	Mar 15, 2012	$168M	$164M	n/a	n/a	n/a	n/a	n/a