DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

J•••••• P•••••• W••••• M••••••••• I•••

Independent wealth managerMilton, GeorgiaCRD 109040SEC 801-57167websiteIAPD
Latest filing Feb 16, 2026
First filing on the tape Mar 15, 2012 · 29 filings
SEC status approved since Jan 14, 2000
RAUM
$1.1B
reported, Item 5.F
Discretionary
95%
of RAUM
Private clients
91%
$957M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$263M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.1B as of Feb 16, 2026
Mar 15, 2012$168M then
HNW client RAUM$834M as of Feb 16, 2026
Mar 26, 2018$176M then
State-registered IARs (5.B.3)4 as of Feb 16, 2026
Mar 8, 20133 then
Employees (5.A)5 as of Feb 16, 2026
Mar 8, 20133 then
Private funds: no history
RAUM +24% over the last fiscal year+24% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 16, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$263MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
118derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$4.5MderivedHNW RAUM over HNW clients
Average account
$775,091derivedRAUM over accounts (5.F.2.f)
Discretionary
95%derivedof RAUM
Institutional
8.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+24%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+28%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$457M, 237 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$834M79%
  • Individuals$123M12%
  • Pension and profit-sharing plans$81.8M7.8%
  • Corporations and businesses$9.1M0.9%
  • Charitable organizations$4.4M0.4%
  • Pooled investment vehicles$187,3540.0%
Individual clients
285reported
HNW clients
187reported
Pension plan clients
26reported
Charitable clients
17reported
Accounts
1,358reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$457M for 237 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
private_client_share=0.91 fund_share=0.0 institutional_share=0.08 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••••• P••••• J••••••Certified Financial PlannerMilton, GaMay 9, 200327 y0
R••••• P••••• J••••••Certified Financial PlannerMilton, GaApr 11, 200721 y1
O•••• J•• S••••Certified Financial PlannerMilton, GaJul 6, 200924 y0
J••• M•••••Certified Financial PlannerMilton, GaAug 1, 202313 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • J••••••• R•••••• P••••• · Principalcontrol
    since 11/1988 · owns less than 5%
  • J••••••• R•••••• P••••• · Presidentcontrol
    since 06/2006 · owns 75% or more
  • S••••• O••••• J•• · Chief Compliance Officercontrol
    since 10/2004 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Milton, Ga · principal400
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 1,180 to 1,358
    Feb 11, 2025 to Feb 16, 2026
  • Charity clients · 9 to 17
    Feb 11, 2025 to Feb 16, 2026
  • Corporate clients · 19 to 18
    Feb 11, 2025 to Feb 16, 2026
  • HNW clients · 141 to 187
    Feb 11, 2025 to Feb 16, 2026
  • Individual clients · 228 to 285
    Feb 11, 2025 to Feb 16, 2026
  • Pension plan clients · 24 to 26
    Feb 11, 2025 to Feb 16, 2026
  • Assets in custody · $348M to $457M
    Feb 11, 2025 to Feb 16, 2026
  • Employees · 4 to 5
    Feb 11, 2025 to Feb 16, 2026
  • Discretionary RAUM · $840M to $997M
    Feb 11, 2025 to Feb 16, 2026
  • HNW RAUM · $687M to $834M
    Feb 11, 2025 to Feb 16, 2026
  • Individual RAUM · $107M to $123M
    Feb 11, 2025 to Feb 16, 2026
  • Non-discretionary RAUM · $10.8M to $55.5M
    Feb 11, 2025 to Feb 16, 2026
  • Pension RAUM · $47.8M to $81.8M
    Feb 11, 2025 to Feb 16, 2026
  • Pooled vehicle RAUM · $160,483 to $187,354
    Feb 11, 2025 to Feb 16, 2026
  • RAUM · $851M to $1.1B
    Feb 11, 2025 to Feb 16, 2026
  • Accounts · 1,050 to 1,180
    May 2, 2024 to Feb 11, 2025
  • Charity clients · 8 to 9
    May 2, 2024 to Feb 11, 2025
  • Corporate clients · 12 to 19
    May 2, 2024 to Feb 11, 2025
  • HNW clients · 131 to 141
    May 2, 2024 to Feb 11, 2025
  • Individual clients · 224 to 228
    May 2, 2024 to Feb 11, 2025
  • Pension plan clients · 18 to 24
    May 2, 2024 to Feb 11, 2025
  • Assets in custody · $282M to $348M
    May 2, 2024 to Feb 11, 2025
  • Financial planning clients · 0 to 0
    May 2, 2024 to Feb 11, 2025
  • Discretionary RAUM · $646M to $840M
    May 2, 2024 to Feb 11, 2025
  • HNW RAUM · $535M to $687M
    May 2, 2024 to Feb 11, 2025
  • Individual RAUM · $80.1M to $107M
    May 2, 2024 to Feb 11, 2025
  • Non-discretionary RAUM · $20.0M to $10.8M
    May 2, 2024 to Feb 11, 2025
  • Pension RAUM · $42.2M to $47.8M
    May 2, 2024 to Feb 11, 2025
  • Pooled vehicle RAUM · $128,413 to $160,483
    May 2, 2024 to Feb 11, 2025
  • RAUM · $666M to $851M
    May 2, 2024 to Feb 11, 2025
  • Accounts · 985 to 1,050
    Feb 9, 2023 to Feb 22, 2024
  • Advisory employees · 3 to 4
    Feb 9, 2023 to Feb 22, 2024
  • Charity clients · 6 to 8
    Feb 9, 2023 to Feb 22, 2024
  • Corporate clients · 8 to 12
    Feb 9, 2023 to Feb 22, 2024
  • HNW clients · 135 to 131
    Feb 9, 2023 to Feb 22, 2024
  • Individual clients · 213 to 224
    Feb 9, 2023 to Feb 22, 2024
  • Pension plan clients · 23 to 18
    Feb 9, 2023 to Feb 22, 2024
  • Assets in custody · $193M to $282M
    Feb 9, 2023 to Feb 22, 2024
  • Employees · 3 to 4
    Feb 9, 2023 to Feb 22, 2024
  • State-registered IARs · 3 to 4
    Feb 9, 2023 to Feb 22, 2024
Signals
2 dated events
  • J•••••• P•••••• W••••• M••••••••• I••• reported RAUM $851.3M, up 28% from $665.8M (2024-05-02 to 2025-02-11)
    Feb 11, 2025 · RAUM change · derived
  • J•••••• P•••••• W••••• M••••••••• I••• reported RAUM $551.7M, up 27% from $432.8M (2021-04-07 to 2022-02-24)
    Feb 24, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
678-323-3454reportedpublished by the firm, firm site, Sep 15, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
678-323-3454reportedpublic record, Form ADV, Feb 16, 2026
Contact form
JAMISONWEALTH.COM/contact.cfmreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$263Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026