DFX Intelligence

B•••••• A• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

B•••••• A• D•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

••• Locked

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Search this name across graphsid dfx:ria:ed2450e2-953e-5f2d-9ff3-45c17b259cb6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 20, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 23, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jul 14, 2015	n/a	yes	LOS ANGELES, CA\|MIAMI, FL\|FORT LAUDERDALE, FL\|PALM BEACH, FL	Current employment
L••••• A•••• M••••••••• I••	Former SEC adviser	Feb 10, 2009	May 20, 2011	no	BOCA RATON, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••••• A•••• M••••••••• I••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	May 20, 2011	Jul 14, 2015	1,516	Firm change after gap	Other
N•••••••• C•••••• M••••••••• I••	L••••• A•••• M••••••••• I••	Jul 30, 2007	Feb 10, 2009

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jul 14, 2015 to presentfactForm ADV
→ L••••• A•••• M••••••••• I••Registered adviserregistration: previous registration
Feb 10, 2009 to May 20, 2011factForm ADV
→ N•••••••• C•••••• M••••••••• I••Registered adviserregistration: previous registration
Dec 20, 2006 to Jul 30, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed2450e2-953e-5f2d-9ff3-45c17b259cb6
First observed: Dec 20, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.