DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A••••• F•••••••• P•••••••• I•••
BIDDEFORD, ME | COLORADO SPRINGS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A••••• F•••••••• P•••••••• I••• | Independent wealth | Jun 16, 2025 | n/a | yes | BIDDEFORD, ME|COLORADO SPRINGS, CO | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Jul 7, 2025 | no | SCOTTSDALE, AZ|BIDDEFORD, ME |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A••••• F•••••••• P•••••••• I••• | Jul 7, 2025 | Jun 16, 2025 | -21 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Sep 17, 2009 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| M••••• S•••••• C••••••••• | n/a | Jul 15, 2003 | Aug 25, 2009 | no | BIDDEFORD, ME | Previous registration |
| N••••• • L•••• S••••••••• I••• | n/a | Oct 26, 1993 | Jul 18, 2003 | no | BIDDEFORD, ME | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| M••••• S•••••• C••••••••• | A••••••• P••••••••• A•••••••• I•• | Aug 25, 2009 | Sep 17, 2009 | 23 | Firm change | Other |
| N••••• • L•••• S••••••••• I••• | M••••• S•••••• C••••••••• | Jul 18, 2003 | Jul 15, 2003 | -3 | Firm change | Other |