DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••• H•••• J••• C••••••

A••••• F•••••••• P•••••••• I•••independent RIABiddeford, Me dual registrantIAPD 732534

Feed of 09/15/2026

Also filed as C•••• C••••••

At current firm

1 y

since Jun 16, 2025

In the industry

34 y

since Dec 16, 1991 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••• F•••••••• P•••••••• I••• independent RIA current
since Jun 16, 2025 · Biddeford, Me
O•••• W•••••• I••• BD affiliated
Oct 11, 2024 to Jul 7, 2025 · Scottsdale, Az
A••••••• P••••••••• A•••••••• I•• former
Sep 17, 2009 to Oct 11, 2024 · Holbrook, Ny
M••••• S•••••• C••••••••• unclassified
Jul 15, 2003 to Aug 25, 2009 · Biddeford, Me
N••••• • L•••• S••••••••• I••• unclassified
Oct 26, 1993 to Jul 18, 2003 · Biddeford, Me

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to A••••• F•••••••• P•••••••• I•••
left Jul 7, 2025, registered Jun 16, 2025 (-21 days) · Affiliated broker-dealer or bank to independent RIA
A••••••• P••••••••• A•••••••• I•• to O•••• W•••••• I•••
left Oct 11, 2024, registered Oct 11, 2024 (0 days) · corporate re-registration, not a move
M••••• S•••••• C••••••••• to A••••••• P••••••••• A•••••••• I••
left Aug 25, 2009, registered Sep 17, 2009 (23 days) · Other
N••••• • L•••• S••••••••• I••• to M••••• S•••••• C•••••••••
left Jul 18, 2003, registered Jul 15, 2003 (-3 days) · Other

Signals

C•••• H•••• J••• C•••••• left O•••• W•••••• I••• for A••••• F•••••••• P•••••••• I••• (registered 2025-06-16)
Jul 7, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address