This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

HILLTOP SECURITIES INC.

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 2012earliest registration or exam on IAPD

Years in industry

14derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

2

Current registrations

1

Registered states

1

Exams

S63|S66

First exam

Aug 8, 2022

First registration

Jun 6, 2023

Dual registered

yes, broker-dealer

IAPD individual key

7519733

• Occurred

  Apr 21, 2026
  Advisor changed firm

  Caleb Adam Barnett left Strategic Wealth Investment Group, Llc for Hilltop Securities Inc. (registered 2026-04-20)

  Form ADVobserved 5 days ago
• Occurred

  Apr 19, 2024
  Advisor changed firm

  Caleb Adam Barnett left Fidelity Personal And Workplace Advisors for Strategic Wealth Investment Group, Llc (registered 2024-04-30)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:ed50d9ee-c16a-ff1a-7f6c-7dcb9bf8eac2

First observed

Jun 6, 2023

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.