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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultant47 years in industry

BRIAN KEITH DENNIS

Advisor at BRIAN DENNIS, CFP®

CALABASAS, CA

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Search this name across graphsid dfx:ria:ed5b4924-c83a-e1bc-8dea-3419a6ef45b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BRIAN DENNIS, CFP®
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Dec 9, 1987
First registration: Nov 30, 2001
Dual registered: no
IAPD individual key: 1673491

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BRIAN DENNIS, CFP®	State registered	Aug 15, 2023	n/a	yes	CALABASAS, CA	Current employment
EP WEALTH ADVISORS	Independent wealth	Oct 19, 2020	Nov 22, 2022	no	TORRANCE, CA	Previous registration
BRIAN DENNIS, CFP®	n/a	Jan 13, 2017	Dec 5, 2020	no	BEVERLY HILLS, CA	Previous registration
HORTER INVESTMENT MANAGEMENT, LLC	Independent wealth	Nov 4, 2016	Jan 23, 2017	no	Beverly Hills, CA\|CINCINNATI, OH	Previous registration
SSN ADVISORY, INC.	Former SEC adviser	Oct 18, 2013	Oct 31, 2016	no	BEVERLY HILLS, CA	Previous registration
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	Former SEC adviser	May 4, 2012	Nov 26, 2013	no	FULLERTON, CA	Previous registration
ON INVESTMENT MANAGEMENT CO	Bd affiliated wealth	Mar 20, 2008	Oct 31, 2011	no	BEVERLY HILLS, CA\|CINCINNATI, OH	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Sep 26, 2007	Mar 24, 2008	no	BEVERLY HILLS, CA\|AGOURA HILLS, CA\|GLENDALE, CA	Previous registration
1ST GLOBAL ADVISORS INC	Former SEC adviser	May 1, 2007	Sep 11, 2007	no	SANTA MONICA, CA	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Oct 30, 2003	May 4, 2007	no	STUDIO CITY, CA\|STUDIO CITY, CA\|AGOURA HILLS, CA	Previous registration
AVANTAX ADVISORY SERVICES	Former SEC adviser	Nov 30, 2001	Sep 22, 2003	no	STUDIO CITY, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EP WEALTH ADVISORS	BRIAN DENNIS, CFP®	Nov 22, 2022	Aug 15, 2023	266	Firm change	RIA to state RIA
BRIAN DENNIS, CFP®	EP WEALTH ADVISORS	Dec 5, 2020	Oct 19, 2020	-47	Firm change after gap	Other
HORTER INVESTMENT MANAGEMENT, LLC	BRIAN DENNIS, CFP®	Jan 23, 2017	Jan 13, 2017	-10	Firm change	Other
SSN ADVISORY, INC.	HORTER INVESTMENT MANAGEMENT, LLC	Oct 31, 2016	Nov 4, 2016	4	Firm change	Other
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	SSN ADVISORY, INC.	Nov 26, 2013	Oct 18, 2013	-39	Firm change after gap	Other
ON INVESTMENT MANAGEMENT CO	HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC	Oct 31, 2011	May 4, 2012	186	Firm change	Other
ESI FINANCIAL ADVISORS	ON INVESTMENT MANAGEMENT CO	Mar 24, 2008	Mar 20, 2008	-4	Firm change	Other
1ST GLOBAL ADVISORS INC	ESI FINANCIAL ADVISORS	Sep 11, 2007	Sep 26, 2007	15	Firm change	Other
ESI FINANCIAL ADVISORS	1ST GLOBAL ADVISORS INC	May 4, 2007	May 1, 2007	-3	Firm change	Other
AVANTAX ADVISORY SERVICES	ESI FINANCIAL ADVISORS	Sep 22, 2003	Oct 30, 2003	38	Firm change	Other

Relationships

Registered with (10)

→ BRIAN DENNIS, CFP®Registered adviserregistration: current employment
Aug 15, 2023 to presentfactForm ADV
→ EP WEALTH ADVISORSRegistered adviserregistration: previous registration
Oct 19, 2020 to Nov 22, 2022factForm ADV
→ BRIAN DENNIS, CFP®Registered adviserregistration: previous registration
Jan 13, 2017 to Dec 5, 2020factForm ADV
→ HORTER INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Nov 4, 2016 to Jan 23, 2017factForm ADV
→ SSN ADVISORY, INC.Registered adviserregistration: previous registration
Oct 18, 2013 to Oct 31, 2016factForm ADV
→ HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 4, 2012 to Nov 26, 2013factForm ADV
→ ON INVESTMENT MANAGEMENT CORegistered adviserregistration: previous registration
Mar 20, 2008 to Oct 31, 2011factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Sep 26, 2007 to Mar 24, 2008factForm ADV
→ 1ST GLOBAL ADVISORS INCRegistered adviserregistration: previous registration
May 1, 2007 to Sep 11, 2007factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Nov 30, 2001 to Sep 22, 2003factForm ADV

Dated events

Occurred
Nov 22, 2022
Advisor changed firm
Brian Keith Dennis left Ep Wealth Advisors for Brian Dennis, Cfp® (registered 2023-08-15)
Form ADVobserved 4 days ago