DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Keith Dennis
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/14/2026
At current firm
3 y
since Aug 15, 2023
In the industry
47 y
since Aug 1, 1979 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Brian Dennis, CFP® state registered currentsince Aug 15, 2023 · Calabasas, Ca
- Ep Wealth Advisors independent RIAOct 19, 2020 to Nov 22, 2022 · Torrance, Ca
- Brian Dennis, CFP® unclassifiedJan 13, 2017 to Dec 5, 2020 · Beverly Hills, Ca
- Horter Investment Management, LLC independent RIANov 4, 2016 to Jan 23, 2017 · Beverly Hills, Ca
- Ssn Advisory, Inc. formerOct 18, 2013 to Oct 31, 2016 · Beverly Hills, Ca
- Householder Group Financial Advisors, LLC formerMay 4, 2012 to Nov 26, 2013 · Fullerton, Ca
- On Investment Management Co BD affiliatedMar 20, 2008 to Oct 31, 2011 · Beverly Hills, Ca
- Esi Financial Advisors independent RIASep 26, 2007 to Mar 24, 2008 · Beverly Hills, Ca
- 1st Global Advisors Inc formerMay 1, 2007 to Sep 11, 2007 · Santa Monica, Ca
- Esi Financial Advisors independent RIAOct 30, 2003 to May 4, 2007 · Studio City, Ca
- Avantax Advisory Services formerNov 30, 2001 to Sep 22, 2003 · Studio City, Ca
Moves
a registration end followed by a registration begin elsewhere
- Ep Wealth Advisors to Brian Dennis, CFP®left Nov 22, 2022, registered Aug 15, 2023 (266 days) · RIA to a state-registered adviser
- Brian Dennis, CFP® to Ep Wealth Advisorsleft Dec 5, 2020, registered Oct 19, 2020 (-47 days) · Other
- Horter Investment Management, LLC to Brian Dennis, CFP®left Jan 23, 2017, registered Jan 13, 2017 (-10 days) · Other
- Ssn Advisory, Inc. to Horter Investment Management, LLCleft Oct 31, 2016, registered Nov 4, 2016 (4 days) · Other
- Householder Group Financial Advisors, LLC to Ssn Advisory, Inc.left Nov 26, 2013, registered Oct 18, 2013 (-39 days) · Other
- On Investment Management Co to Householder Group Financial Advisors, LLCleft Oct 31, 2011, registered May 4, 2012 (186 days) · Other
- Esi Financial Advisors to On Investment Management Coleft Mar 24, 2008, registered Mar 20, 2008 (-4 days) · Other
- 1st Global Advisors Inc to Esi Financial Advisorsleft Sep 11, 2007, registered Sep 26, 2007 (15 days) · Other
- Esi Financial Advisors to 1st Global Advisors Incleft May 4, 2007, registered May 1, 2007 (-3 days) · Other
- Avantax Advisory Services to Esi Financial Advisorsleft Sep 22, 2003, registered Oct 30, 2003 (38 days) · Other
Signals
- Brian Keith Dennis left Ep Wealth Advisors for Brian Dennis, Cfp® (registered 2023-08-15)Nov 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 47derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address