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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 10, 2026 | n/a | yes | Gilbert, AZ | Current employment |
| EDWARD JONES | National bd RIA | Sep 2, 2019 | Aug 19, 2026 | no | CHANDLER, AZ|GILBERT, AZ|CHANDLER, AZ|ST LOUIS, MO|SUN LAKES, AZ|CHANDLER, AZ | Previous registration |
| VOYA INVESTMENT MANAGEMENT CO. LLC | Asset manager | Aug 28, 2009 | Dec 18, 2009 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EDWARD JONES | AMERIPRISE FINANCIAL SERVICES, LLC | Aug 19, 2026 | Aug 10, 2026 | -9 | Firm change | Ibd to ibd |
| VOYA INVESTMENT MANAGEMENT CO. LLC | EDWARD JONES | Dec 18, 2009 | Sep 2, 2019 | 3,545 | Firm change after gap | Other |