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CRD 114193
AUSTIN, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| JONES, STEPHEN, MARTIN | Trustee | F | yes | 02/1989 | Feb 17, 2012 | Dec 4, 2012 |
| JONES, STEPHEN, MARTIN | CHAIRMAN, CHIEF INVESTMENT OFFICER & CHIEF COMPLIANCE OFFICER | Na | yes | 03/1999 | Feb 17, 2012 | Dec 4, 2012 |
| SMJ LOYAL TRUST | SHAREHOLDER OF JONES VILLALTA ASSET MANAGEMENT, LLC | E | yes | 11/2007 | Feb 17, 2012 | Dec 4, 2012 |
| SMJ LOYAL TRUST | 90% SHAREHOLDER OF STEPHEN JONES CAPITAL MANAGEMENT, INC. | E | yes | 11/1997 | Feb 17, 2012 | Dec 4, 2012 |
| STEPHEN JONES CAPITAL MANAGEMENT, INC. | ELECTED MANAGER OF JONES VILLALTA ASSET MANAGEMENT, LLC | Na | yes | 11/2007 | Feb 17, 2012 | Dec 4, 2012 |
| JONES, JON, REX | Trustee | F | no | 02/1989 | Feb 17, 2012 | Dec 4, 2012 |
| VILLALTA, THOMAS, EDWARD | UNIT HOLDER | B | no | 03/1999 | Feb 17, 2012 | Dec 4, 2012 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| STEPHEN JONES CAPITAL MANAGEMENT, INC. | n/a | Former SEC adviser | $6.5M | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2011 | Feb 17, 2012 | $33.3M | $33.3M | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2011 | $33.3M | n/a | n/a | n/a | n/a | 4 | n/a | n/a | n/a |