DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Jones Villalta Asset Management, LLC

Former SEC-registered adviserAustin, TexasCRD 114193SEC 801-66485IAPD
Latest filing Dec 4, 2012
First filing on the tape Feb 17, 2012 · 5 filings
RAUM
$33.3M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$33.3M as of Dec 4, 2012
Feb 17, 2012$33.3M then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Dec 4, 2012
Feb 17, 20120 then
Employees (5.A): 4
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Dec 4, 2012; every figure names its basis
RAUM per advisor
$11.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$378,661derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
88reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Martin Stephen Jones · Chairman, Chief Investment Officer & Chief Compliance Officercontrol
    since 03/1999 · owns less than 5%
  • Martin Stephen Jones · Trusteecontrol
    since 02/1989 · owns F of Mr. Jones Is One Of Two Trustees Of The Smj Loyal Trust
  • Edward Thomas Villalta · Unit Holder
    since 03/1999 · owns 10% to 25%
  • Rex Jon Jones · Trustee
    since 02/1989 · owns F of Mr. Jones Is One Of Two Trustees Of The Smj Loyal Trust.
Entity owners
  • Smj Loyal Trust · Shareholder Of Jones Villalta Asset Management, LLC
    direct · owns 75% or more
  • Stephen Jones Capital Management, Inc. · Elected Manager Of Jones Villalta Asset Management, LLC
    direct · owns less than 5%
  • Smj Loyal Trust · 90% Shareholder Of Stephen Jones Capital Management, Inc.
    indirect · owns 75% or more of Stephen Jones Capital Management, Inc.
Related persons
Schedule D 7.A
Advisers that list Jones Villalta Asset Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Advisory employees · unset to 3.0
    Sep 19, 2012 to Dec 4, 2012
  • BD registered reps · 0 to 1
    Sep 19, 2012 to Dec 4, 2012
  • Employees · unset to 4.0
    Sep 19, 2012 to Dec 4, 2012
  • State-registered IARs · 0 to 3
    Sep 19, 2012 to Dec 4, 2012
  • Insurance-licensed employees · 4 to 3
    Aug 21, 2012 to Sep 19, 2012
  • Insurance-licensed employees · 0 to 4
    Feb 17, 2012 to Feb 29, 2012
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026