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RIA / WealthAdvisordual registered (broker-dealer)30 years in industry

Arlene Eason Searle

Advisor at ADVICE AND PLANNING SERVICES

CHICAGO, IL | Wilmette, IL

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Search this name across graphsid dfx:ria:ed6b6292-e757-25d1-b5ee-dc284dde1854

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 2:11 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 17, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 21, 1995earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Sep 21, 1995
First registration: Apr 17, 2003
Dual registered: yes, broker-dealer
Other names: ARLENE RUTH EASON|ARLENE RUTH Searle
IAPD individual key: 2654258

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Sep 17, 2012	n/a	yes	Wilmette, IL\|CHICAGO, IL	Current employment
EHLERT FINANCIAL GROUP, INC.	n/a	Oct 19, 2011	Aug 17, 2012	no	LINCOLNSHIRE, IL	Previous registration
NORTH SOUTH CAPITAL, LLC	State registered	Aug 23, 2010	Jun 29, 2011	no	NEW LENOX, IL\|NEW LENOX, IL	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 17, 2003	Apr 20, 2005	no	W. CONSHOHOCKEN, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EHLERT FINANCIAL GROUP, INC.	ADVICE AND PLANNING SERVICES	Aug 17, 2012	Sep 17, 2012	31	Firm change	Other
NORTH SOUTH CAPITAL, LLC	EHLERT FINANCIAL GROUP, INC.	Jun 29, 2011	Oct 19, 2011	112	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	NORTH SOUTH CAPITAL, LLC	Apr 20, 2005	Aug 23, 2010	1,951	Firm change after gap	Ibd to state RIA

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Sep 17, 2012 to presentfactForm ADV
→ EHLERT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Oct 19, 2011 to Aug 17, 2012factForm ADV
→ NORTH SOUTH CAPITAL, LLCRegistered adviserregistration: previous registration
Aug 23, 2010 to Jun 29, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 17, 2003 to Apr 20, 2005factForm ADV

Dated events

No dated event names this entity yet.