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Advisor at NEWEDGE ADVISORS
New Orleans, LA | NEW ORLEANS, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Jul 2, 2020 | n/a | yes | NEW ORLEANS, LA|New Orleans, LA | Current employment |
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Feb 13, 2013 | Jul 2, 2020 | no | NEW ORLEANS, LA|NEW ORLEANS, LA | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jun 24, 2004 | Feb 13, 2013 | no | NEW ORLEANS, LA|METAIRIE, LA|METAIRIE, LA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Jun 18, 2004 | Jul 1, 2004 | no | METAIRIE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | NEWEDGE ADVISORS | Jul 2, 2020 | Jul 2, 2020 | 0 | Firm change | Ibd to RIA |
| MORGAN KEEGAN & COMPANY, LLC | RAYMOND JAMES & ASSOCIATES, INC. | Feb 13, 2013 | Feb 13, 2013 | 0 | Bulk transfer | Other |
| A. G. EDWARDS & SONS, INC. | MORGAN KEEGAN & COMPANY, LLC | Jul 1, 2004 | Jun 24, 2004 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 705:171351:LA:2020-07-02 | Jul 2, 2020 | Jul 2, 2020 | NEW ORLEANS, LA | Firm change |