DFX Intelligence

T•••••• J••••• W•••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorChartered Financial Analyst27 years in industry

T•••••• J••••• W•••••••

Advisor at F••••• I•••••••••

PLANO, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:ed7f8a12-0d1f-5b59-af38-5a199b183627

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 13, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••• I•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 13, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••• I•••••••••	Independent wealth	Mar 11, 2025	n/a	yes	PLANO, TX	Current employment
G••• F•••• L••	State registered	Oct 25, 2018	Apr 12, 2021	no	LA JOLLA, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••• F•••• L••	F••••• I•••••••••	Apr 12, 2021	Mar 11, 2025	1,429	Firm change after gap	Other
K••••• C•••••• P•••••••• L••	G••• F•••• L••	Dec 31, 2016	Oct 25, 2018

Relationships

Registered with (4)

→ F••••• I•••••••••Registered adviserregistration: current employment
Mar 11, 2025 to presentfactForm ADV
→ G••• F•••• L••Registered adviserregistration: previous registration
Oct 25, 2018 to Apr 12, 2021factForm ADV
→ K••••• C•••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 24, 2011 to Dec 31, 2016factForm ADV
→ B••••• C•••••• M••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed7f8a12-0d1f-5b59-af38-5a199b183627
First observed: Jul 13, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.