RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••••• J••••• W•••••••
- F••••• I••••••••• independent RIA currentsince Mar 11, 2025 · Plano, Tx
- G••• F•••• L•• state registeredOct 25, 2018 to Apr 12, 2021 · La Jolla, Ca
- K••••• C•••••• P•••••••• L•• formerOct 24, 2011 to Dec 31, 2016 · Portland, Or
- B••••• C•••••• M••••••••• I••• independent RIAJul 13, 1999 to Oct 6, 2011 · Portland, Or
- G••• F•••• L•• to F••••• I•••••••••left Apr 12, 2021, registered Mar 11, 2025 (1429 days) · Other
- K••••• C•••••• P•••••••• L•• to G••• F•••• L••left Dec 31, 2016, registered Oct 25, 2018 (663 days) · Other
- B••••• C•••••• M••••••••• I••• to K••••• C•••••• P•••••••• L••left Oct 6, 2011, registered Oct 24, 2011 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 27derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address