DFX Intelligence

W••• G••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

W••• G••••• C••••••

Advisor at M•• F•••••••• S•••••••• I•••

ROCK ISLAND, IL

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jan 9, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• F•••••••• S•••••••• I•••	Bd affiliated wealth	Jun 26, 2026	n/a	yes	ROCK ISLAND, IL	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 15, 2011	Jun 27, 2014	no	DAVENPORT, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	M•• F•••••••• S•••••••• I•••	Jun 27, 2014	Jun 26, 2026	4,382	Firm change after gap	Other
W•••• F•••• I••••••••• L••	L•• F•••••••• L••	Jan 27, 2010	Dec 15, 2011

Relationships

Registered with (4)

→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Jun 26, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 15, 2011 to Jun 27, 2014factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Sep 30, 2009 to Jan 27, 2010factForm ADV
→ W•••••• • R•••Registered adviser

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 9, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.