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Advisor at WESTERN WEALTH MANAGEMENT LLC
FORT COLLINS, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | Independent wealth | Jun 22, 2016 | n/a | yes | FORT COLLINS, CO | Current employment |
| WESTERN WEALTH MANAGEMENT LLC | Former SEC adviser | May 11, 2015 | Jun 22, 2016 | no | FORT COLLINS, CO|GOLDEN, CO | Previous registration |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | No RAUM reported | Apr 8, 2008 | Feb 10, 2009 | no | FORT COLLINS, CO|FORT COLLINS, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WESTERN WEALTH MANAGEMENT LLC | WESTERN WEALTH MANAGEMENT LLC | Jun 22, 2016 | Jun 22, 2016 | 0 | Bulk transfer | Other |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC | WESTERN WEALTH MANAGEMENT LLC | Feb 10, 2009 | May 11, 2015 | 2,281 | Firm change after gap | Other |