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K•••••• K•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

K•••••• K•

Advisor at S•••••••• S•••••••••

Brookline, MA | Salem, NH

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Search this name across graphsid dfx:ria:ed8fc1ee-1dae-a3dd-7618-f47ce4d4456a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 4, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• S•••••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 31, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• S•••••••••	Bd affiliated wealth	Sep 26, 2012	n/a	yes	Brookline, MA\|Salem, NH	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 8, 2012	Sep 19, 2012	no	WEST NEWTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S•••••••• S•••••••••	Sep 19, 2012	Sep 26, 2012	7	Bulk transfer	Other
K•• I••••••••• S••••••• L••	L•• F•••••••• L••	Feb 16, 2011	May 8, 2012

Relationships

Registered with (3)

→ S•••••••• S•••••••••Registered adviserregistration: current employment
Sep 26, 2012 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 8, 2012 to Sep 19, 2012factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Aug 4, 2008 to Feb 16, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed8fc1ee-1dae-a3dd-7618-f47ce4d4456a
First observed: Aug 4, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.