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E•••• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

E•••• B••••••

Advisor at C•••••• S••••• • C••• I•••

Indianapolis, IN

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Search this name across graphsid dfx:ria:ed984784-da8d-6882-5318-faecaa4c2188

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 18, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• S••••• • C••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• S••••• • C••• I•••	National bd RIA	Mar 6, 2026	n/a	yes	Indianapolis, IN	Current employment
A••••••• F••••••••• L•••	Bd affiliated wealth	May 30, 2025	Feb 17, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F••••••••• L•••	C•••••• S••••• • C••• I•••	Feb 17, 2026	Mar 6, 2026	17	Firm change	Ibd to ibd
S••••• B•••• I••••••••• A•••••••• L••	A••••••• F••••••••• L•••	Sep 12, 2025

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
118739:111167:IN:2025-09-12	Sep 12, 2025	May 30, 2025	INDIANAPOLIS, IN	Firm change after gap

Relationships

Registered with (4)

→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jul 18, 2017 to Mar 11, 2020factForm ADV
→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
May 30, 2025 to Feb 17, 2026factForm ADV
→ S••••• B•••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
May 7, 2024 to Sep 12, 2025factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Feb 17, 2026
Advisor changed firm
E•••• B•••••• left A••••••• F••••••••• L••• for C•••••• S••••• • C••• I••• (registered 2026-03-06)
Form ADVobserved 7 days ago
Occurred
Sep 12, 2025
Advisor changed firm
E•••• B•••••• left S••••• B•••• I••••••••• A•••••••• L•• for A••••••• F••••••••• L••• (registered 2025-05-30)
Form ADVobserved 7 days ago
Occurred
May 14, 2024
Advisor changed firm
E•••• B•••••• left S••••• W••••• A•••••••• I••• for S••••• B•••• I••••••••• A•••••••• L•• (registered 2024-05-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ed984784-da8d-6882-5318-faecaa4c2188
First observed: Jul 18, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.