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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

AMY JO TOWNSEND-VANDERPOOL

Advisor at LPL FINANCIAL LLC

FORT MILL, SC | CLIO, MI

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Search this name across graphsid dfx:ria:eda2a767-a22d-7c6b-9c2d-b10c081b5620

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Feb 9, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 11, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Mar 11, 2003
First registration: Feb 9, 2006
Dual registered: yes, broker-dealer
Other names: AMY JO TOWNSEND|Amy Jo Vanderpool
IAPD individual key: 4633333

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 21, 2022	n/a	yes	CLIO, MI\|FORT MILL, SC	Current employment
CETERA ADVISOR NETWORKS LLC	Former SEC adviser	Mar 1, 2019	Apr 5, 2022	no	CLIO, MI\|Grand Blanc, MI\|CLIO, MI	Previous registration
HUNTINGTON FINANCIAL ADVISORS	Bd affiliated wealth	Feb 1, 2017	Feb 26, 2019	no	FLINT, MI\|MT. MORRIS, MI\|FLINT, MI\|CLIO, MI	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 29, 2011	Feb 1, 2017	no	FLINT, MI\|FLINT, MI\|FLINT, MI\|OTISVILLE, MI\|NEW LOTHROP, MI\|FLINT, MI\|FLINT, MI\|CLIO, MI\|CLIO, MI\|NEW LOTHROP, MI\|OTISVILLE, MI\|DURAND, MI\|MT. MORRIS, MI\|FLINT, MI	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Aug 23, 2010	Mar 25, 2011	no	CLIO, MI\|FLUSHING, MI\|FRANKENMUTH, MI\|MT. MORRIS, MI	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Feb 9, 2006	Aug 3, 2010	no	CLIO, MI\|CHICAGO, IL\|GENESEE, MI\|FLINT, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CETERA ADVISOR NETWORKS LLC	LPL FINANCIAL LLC	Apr 5, 2022	Apr 21, 2022	16	Firm change	Ibd to RIA
HUNTINGTON FINANCIAL ADVISORS	CETERA ADVISOR NETWORKS LLC	Feb 26, 2019	Mar 1, 2019	3	Firm change	Ibd to ibd
LPL FINANCIAL LLC	HUNTINGTON FINANCIAL ADVISORS	Feb 1, 2017	Feb 1, 2017	0	Bulk transfer	Other
PNC WEALTH MANAGEMENT	LPL FINANCIAL LLC	Mar 25, 2011	Mar 29, 2011	4	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	PNC WEALTH MANAGEMENT	Aug 3, 2010	Aug 23, 2010	20	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 29, 2011 to Feb 1, 2017factForm ADV
→ CETERA ADVISOR NETWORKS LLCRegistered adviserregistration: previous registration
Mar 1, 2019 to Apr 5, 2022factForm ADV
→ HUNTINGTON FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Feb 1, 2017 to Feb 26, 2019factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 23, 2010 to Mar 25, 2011factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Feb 9, 2006 to Aug 3, 2010factForm ADV

Dated events

Occurred
Apr 5, 2022
Advisor changed firm
Amy Jo Townsend-Vanderpool left Cetera Advisor Networks Llc for Lpl Financial Llc (registered 2022-04-21)
Form ADVobserved 6 days ago