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Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Omaha, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Aug 1, 2022 | n/a | yes | Omaha, NE | Current employment |
| CWM, LLC | Bd affiliated wealth | Apr 26, 2021 | Dec 14, 2021 | no | OMAHA, NE | Previous registration |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | Former SEC adviser | Sep 4, 2013 | Dec 31, 2020 | no | OMAHA, NE|BOISE, ID|MERIDIAN, ID|OMAHA, NE|WHEATLAND, WY|Rawlins, WY|Saratoga, WY|CHEYENNE, WY|CHEYENNE, WY|CHEYENNE, WY|LARAMIE, WY|GRIDLEY, CA|CHICO, CA|OROVILLE, CA|Newport Beach, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Dec 14, 2021 | Aug 1, 2022 | 230 | Firm change | Ibd to ibd |
| BANCWEST INVESTMENT SERVICES, INC. (BWIS) | CWM, LLC | Dec 31, 2020 | Apr 26, 2021 | 116 | Firm change | Ibd to ibd |