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Advisor at J.P. MORGAN SECURITIES LLC
FORT MYERS, FL | Sanibel, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | FORT MYERS, FL|Sanibel, FL | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Oct 31, 2011 | Oct 1, 2012 | no | CHICAGO, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 22, 2009 | Nov 4, 2010 | no | DULUTH, GA|ALPHARETTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | May 12, 2009 | Jun 23, 2009 | no | ATLANTA, GA|SUWANEE, GA | Previous registration |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 7, 2008 | Apr 30, 2009 | no | ATLANTA, GA | Previous registration |
| BOLTON GLOBAL ASSET MANAGEMENT | Bd affiliated wealth | Feb 22, 2005 | Feb 5, 2008 | no | ALPHARETTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 25, 2003 | Feb 18, 2005 | no | ALPHARETTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | CHASE INVESTMENT SERVICES CORP. | Nov 4, 2010 | Oct 31, 2011 | 361 | Firm change | Other |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 23, 2009 | Jun 22, 2009 | -1 | Firm change | Wirehouse to wirehouse |
| NEXT FINANCIAL GROUP, INC. | WELLS FARGO ADVISORS | Apr 30, 2009 | May 12, 2009 | 12 | Firm change | Other |
| BOLTON GLOBAL ASSET MANAGEMENT | NEXT FINANCIAL GROUP, INC. | Feb 5, 2008 | Feb 7, 2008 | 2 | Firm change | Other |
| WELLS FARGO ADVISORS | BOLTON GLOBAL ASSET MANAGEMENT | Feb 18, 2005 | Feb 22, 2005 | 4 | Firm change | Other |