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F•••••••• G••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

F•••••••• G••••• P•••••••• L••

CRD 292411

PASADENA, CA

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Search this name across graphsid dfx:ria:edd6e3e7-77e3-5c0a-3c6f-ef410b460aa4

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 2
On other graphs: 4
Observed: Feb 7, 2018 to Aug 6, 2026
27 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

F•••••••• G••••• P•••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

F•••••••• G••••• P•••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

F•••••••• G••••• P•••••••• L••

Private equity manager · shared crd

Private Creditidentity

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $804MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $804M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
F•••••••• S•••••••• F••• I•• L•	Private Equity Fund	$304M	Jun 18, 2024	105	Mar 29, 2020	reported	021-361046
F•••••••• S••• L•	Private Equity Fund	$153M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• B••••• M•••	MANAGING MEMBER	E	yes	12/2017	Feb 7, 2018	Jun 18, 2024
C••••• B••••• M•••	MANAGING PARTNER	Na	yes	01/2018	Feb 7, 2018

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
L•••••••• C••••••• L••	n/a	Former SEC adviser	$3.5B	Y	yes	n/a
F•••••••• C•••••• G•• L•	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$804M	$866M	-7.1%	$750M	2.3%	15	11	0	0

Relationships

Affiliated with (2)

→ L•••••••• C••••••• L••Registered adviserother investment adviser, control, common control
factForm ADV
← L•••••••• C••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, custodian, control, common control
factForm ADV

Advises (13)

→ F•••••••• S•••••••• F•••• L•Private fundPrivate Equity Fund, IA
Jun 30, 2018 to presentfactForm ADV
→

Dated events

Occurred
Mar 21, 2022
Regulatory AUM changed
F•••••••• G••••• P•••••••• L•• reported RAUM $658.8M, up 49% from $442.1M (2021-03-29 to 2022-03-21)
Form ADVobserved 6 days ago
$217M
Occurred
Feb 7, 2018
First Form ADV filing
F•••••••• G••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:edd6e3e7-77e3-5c0a-3c6f-ef410b460aa4
First observed: Feb 7, 2018
Last observed: Aug 6, 2026 47 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.