DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
F•••••••• G••••• P•••••••• L••
Latest filing Aug 6, 2026
First filing on the tape Feb 7, 2018 · 27 filings
SEC status approved since Mar 8, 2018
RAUM
$804M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
9 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
12
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$804M as of Aug 6, 2026
Mar 29, 2019$312M then
HNW client RAUM$0 as of Aug 6, 2026
Mar 29, 2019$12.9M then
State-registered IARs (5.B.3)1 as of Aug 6, 2026
Mar 29, 20191 then
Employees (5.A)15 as of Aug 6, 2026
Mar 29, 20194 then
Private funds12 as of Aug 6, 2026
Mar 29, 20197 then
RAUM -7.1% over the last fiscal year+2.3% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $804MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $47.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 15.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- $244M, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$695M86%
- Investment companies$109M14%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 17reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $244M for 4 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
13 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| F•••••••• S•••••••• F••• I•• L• | Private Equity Fund | $304M | 105 | Mar 29, 2020 |
| F•••••••• S••• L• | Private Equity Fund | $153M | 1 | Jun 30, 2018 |
| F•••••••• D••• F•••• L• | Other Private Fund | $120M | 138 | Mar 29, 2019 |
| F•••••••• E••••• F•••• L• | Private Equity Fund | $108M | 100 | Jun 30, 2018 |
| F•••••••• T••••••• O••••••••• F•••• L• | Venture Capital Fund | $76.1M | 1 | Mar 31, 2023 |
| F•••••••• O••••••••• F•••• L•••no longer reported | Other Private Fund | $72.5M | 74 | Jun 30, 2018 |
| F•••••••• S•••••••• F•••• L• | Private Equity Fund | $62.8M | 78 | Jun 30, 2018 |
| F•••••••• S•• I• L• | Private Equity Fund | $55.9M | 1 | Mar 31, 2023 |
| F•••••••• D••••• L• | Private Equity Fund | $29.8M | 1 | Mar 31, 2023 |
| F•••••••• C••••• L• | Private Equity Fund | $25.6M | 2 | Mar 31, 2023 |
| F•••••••• C••••••• L• | Private Equity Fund | $19.8M | 85 | Mar 21, 2022 |
| F• T••••••••• R••••• F•••• L•no longer reported | Other Private Fund | $4.0M | 17 | Jun 30, 2018 |
| F•••••••• M••• I• L• | Private Equity Fund | $65,199 | 26 | Jun 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••• B••••• M••• · Managing Partnercontrolsince 01/2018 · owns less than 5%
- C••••• B••••• M••• · Managing Membercontrolsince 12/2017 · owns 75% or more of F•••••••• I•••••••• L••
- D••••• N••••••• G•••• · Trusteecontrolsince 09/2013 · owns 50% to 75% of P••••••••• L••••• T••••
- D••••• T••••• S••••• · Trusteecontrolsince 09/2013 · owns 50% to 75% of T•••• A•• T•••• D•••• R•••••••• T••••
- D••••• T••••• S••••• · Trusteecontrolsince 09/2013 · owns 50% to 75% of T•••• A•• T•••• D•••• R•••••••• T••••
- P••••• B•••••••• A••• · Trusteecontrolsince 09/2013 · owns 50% to 75% of P••••••••• L••••• T••••
- S••••••• P••••• · Chief Compliance Officersince 06/2024 · owns less than 5%
Entity owners
- F•••••••• I•••••••• L•• · Memberdirect · owns 25% to 50%
- L•••••••• C••••••• L•• · Memberdirect · owns 50% to 75%
- P••••••••• L••••• T•••• · Managing Memberindirect · owns 25% to 50% of L•••••••• C••••••• L••
- T•••• A•• T•••• D•••• R•••••••• T•••• · Managing Memberindirect · owns 25% to 50% of L•••••••• C••••••• L••
Related persons
Schedule D 7.A
- F•••••••• C•••••• G•• L•pooled vehicle sponsory
- F•••••••• C•••• G•• L•pooled vehicle sponsory
- F•••••••• D•••• G•• L•pooled vehicle sponsory
- F•••••••• S•••••••• F••• I• G•• L•pooled vehicle sponsory
- F•••••••• T••••••• O••••••••• F••• G•• L•pooled vehicle sponsory
- L•••••••• C••••••• L••investment adviseryRAUM $3.5B
Advisers that list F•••••••• G••••• P•••••••• L•• as a related person
- 155812 y
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Pooled vehicle clients · 17 to 16Mar 27, 2026 to May 6, 2026
- Discretionary RAUM · $758M to $804MMar 27, 2026 to May 6, 2026
- Pooled vehicle RAUM · $649M to $695MMar 27, 2026 to May 6, 2026
- RAUM · $758M to $804MMar 27, 2026 to May 6, 2026
- Accounts · 15 to 17Apr 24, 2025 to Mar 27, 2026
- Pooled vehicle clients · 14 to 17Apr 24, 2025 to Mar 27, 2026
- Assets in custody · $326M to $244MApr 24, 2025 to Mar 27, 2026
- Employees · 11 to 15Apr 24, 2025 to Mar 27, 2026
- Discretionary RAUM · $866M to $758MApr 24, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $754M to $649MApr 24, 2025 to Mar 27, 2026
- RAUM · $866M to $758MApr 24, 2025 to Mar 27, 2026
- Accounts · 13 to 15Jun 18, 2024 to Apr 24, 2025
- Advisory employees · 10 to 9Jun 18, 2024 to Apr 24, 2025
- Advisory activities · 4 to 2Jun 18, 2024 to Apr 24, 2025
- Pooled vehicle clients · 12 to 14Jun 18, 2024 to Apr 24, 2025
- Assets in custody · $308M to $326MJun 18, 2024 to Apr 24, 2025
- Employees · 12 to 11Jun 18, 2024 to Apr 24, 2025
- Financial planning clients · 0 to 0Jun 18, 2024 to Apr 24, 2025
- Private funds · 9 to 12Jun 18, 2024 to Apr 24, 2025
- Discretionary RAUM · $819M to $866MJun 18, 2024 to Apr 24, 2025
- Pooled vehicle RAUM · $711M to $754MJun 18, 2024 to Apr 24, 2025
- RAUM · $819M to $866MJun 18, 2024 to Apr 24, 2025
- Accounts · 14 to 13Oct 27, 2023 to Mar 28, 2024
- Advisory employees · 8 to 10Oct 27, 2023 to Mar 28, 2024
- Advisory activities · 3 to 4Oct 27, 2023 to Mar 28, 2024
- Pooled vehicle clients · 14 to 12Oct 27, 2023 to Mar 28, 2024
- Assets in custody · $448M to $308MOct 27, 2023 to Mar 28, 2024
- Custody of client assets · false to trueOct 27, 2023 to Mar 28, 2024
- Private funds · 11 to 9Oct 27, 2023 to Mar 28, 2024
- Discretionary RAUM · $750M to $819MOct 27, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $750M to $711MOct 27, 2023 to Mar 28, 2024
- RAUM · $750M to $819MOct 27, 2023 to Mar 28, 2024
- Accounts · 10 to 14Oct 26, 2022 to Mar 31, 2023
- HNW clients · 1 to 0Oct 26, 2022 to Mar 31, 2023
- Pooled vehicle clients · 9 to 14Oct 26, 2022 to Mar 31, 2023
- Assets in custody · $427M to $448MOct 26, 2022 to Mar 31, 2023
- Custody of client assets · true to falseOct 26, 2022 to Mar 31, 2023
- Employees · 8 to 12Oct 26, 2022 to Mar 31, 2023
- Private funds · 7 to 11Oct 26, 2022 to Mar 31, 2023
- Discretionary RAUM · $659M to $750MOct 26, 2022 to Mar 31, 2023
Signals
2 dated events
- F•••••••• G••••• P•••••••• L•• reported RAUM $658.8M, up 49% from $442.1M (2021-03-29 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- F•••••••• G••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Feb 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- F•••••••• G••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- F•••••••• G••••• P•••••••• L•• · Private Equityshared crd · organization
- F•••••••• G••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/felicitas-global-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- felicitasgp.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 310.461.8990reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026